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AC

Ashok B. Chachra

ALLEN INVESTMENT MANAGEMENT
New York, NY 10022
Some features on this profile are disabled
CRD#: 2510124
AC

Professional summary

Ashok Bhushan Chachra is a registered financial advisor currently at ALLEN INVESTMENT MANAGEMENT, LLC located in New York, New York.

Ashok is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Ashok has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashok Bhushan Chachra's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 20, 2021 - Present

ALLEN INVESTMENT MANAGEMENT, LLC

Office #1: 711 Fifth Avenue, New York, NY 10022
RIA
CRD#: 124454
New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ALLEN INVESTMENT MANAGEMENT, LLC
ALLEN & COMPANY INVESTMENT ADVISORS | ALLEN INVESTMENT MANAGEMENT, LLC | ALLEN GLOBAL PARTNERS

CRD#: 124454 / SEC#: 801-61985

RIA
Registered Investment Advisory firm - (4/11/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(8/20/2021)

Exams

Current Firm

AI
ALLEN INVESTMENT MANAGEMENT, LLC
ALLEN & COMPANY INVESTMENT ADVISORS | ALLEN INVESTMENT MANAGEMENT, LLC | ALLEN GLOBAL PARTNERS

CRD#: 124454 / SEC#: 801-61985

RIA
Registered Investment Advisory firm - (4/11/2003 Approved)
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Contact information

Main Address
711 Fifth Avenue 10th Floor, New York, NY, 10022
Mailing Address
Phone number
(212) 832-8000
Established
Firm type
Fiscal year end
# of Employees
29

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ALLEN INVESTMENT MANAGEMENT FORM ADV PART 2A MARCH 2024 (3/27/2025)

Regulatory assets under management

Total Number of Accounts822
AUM (Assets Under Management)$ 15,833,950,821

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/30/2024
Cover Page
Report
01/26/2024
Cover Page
Report
01/03/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLEN INVESTMENT MANAGEMENT, LLC

CRD#: 124454New York, NY 10022

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