PK
Paul E. Kunz
BROWN BROTHERS HARRIMAN INVESTMENTS
New York, NY 10005
Some features on this profile are disabled
CRD#: 2510072
PK
Professional summary
Paul Edmund Kunz is a registered financial professional currently at BROWN BROTHERS HARRIMAN INVESTMENTS, LLC located in New York, New York.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1995. Paul has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Paul Edmund Kunz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 6, 2018 - Present
BROWN BROTHERS HARRIMAN INVESTMENTS, LLC
Office #1: 140 Broadway, New York, NY 10005BD
CRD#: 282732
New York, NY
Past
June 9, 1998 - April 22, 2002
COREBRIDGE CAPITAL SERVICES, INC.
BD
CRD#: 13158
JERSEY CITY, NJ
Past
February 3, 1997 - April 2, 1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
February 3, 1997 - April 2, 1998
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
February 27, 1995 - December 20, 1996
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
EDISON, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/24/2018)
RR
Alaska(9/24/2018)
RR
Arizona(9/24/2018)
RR
Arkansas(9/24/2018)
RR
California(9/24/2018)
RR
Colorado(9/24/2018)
RR
Connecticut(9/24/2018)
RR
Delaware(9/24/2018)
RR
District of Columbia(9/24/2018)
RR
Florida(9/24/2018)
RR
Georgia(9/24/2018)
RR
Hawaii(9/24/2018)
RR
Idaho(9/24/2018)
RR
Illinois(9/24/2018)
RR
Indiana(9/24/2018)
RR
Iowa(9/24/2018)
RR
Kansas(9/24/2018)
RR
Kentucky(9/24/2018)
RR
Louisiana(9/26/2018)
RR
Maine(9/24/2018)
RR
Maryland(9/24/2018)
RR
Massachusetts(9/24/2018)
RR
Michigan(9/24/2018)
RR
Minnesota(9/24/2018)
RR
Mississippi(9/24/2018)
RR
Missouri(9/24/2018)
RR
Montana(9/24/2018)
RR
Nebraska(9/24/2018)
RR
Nevada(9/24/2018)
RR
New Hampshire(9/24/2018)
RR
New Jersey(9/24/2018)
RR
New Mexico(9/24/2018)
RR
New York(9/24/2018)
RR
North Carolina(9/25/2018)
RR
North Dakota(9/24/2018)
RR
Ohio(9/24/2018)
RR
Oklahoma(9/24/2018)
RR
Oregon(9/24/2018)
RR
Pennsylvania(9/24/2018)
RR
Puerto Rico(9/24/2018)
RR
Rhode Island(9/24/2018)
RR
South Carolina(9/24/2018)
RR
South Dakota(9/24/2018)
RR
Tennessee(9/24/2018)
RR
Texas(9/24/2018)
RR
Utah(9/24/2018)
RR
Vermont(9/24/2018)
RR
Virgin Islands(9/24/2018)
RR
Virginia(9/24/2018)
RR
Washington(9/24/2018)
RR
West Virginia(9/24/2018)
RR
Wisconsin(9/24/2018)
RR
Wyoming(9/24/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BB
BROWN BROTHERS HARRIMAN INVESTMENTS, LLC
BROWN BROTHERS HARRIMAN INVESTMENTS, LLC
CRD#: 282732 / SEC#: , 8-69731
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
140 Broadway, New York, NY 10005-1108
Mailing Address
140 Broadway, New York, NY 10005-1108
Phone number
(212) 483-1818
Established
Delaware since 11/09/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROWN BROTHERS HARRIMAN & CO. | SOLE MEMBER | |
| GREIFENKAMP, DANIEL JOSEPH | CEO, CHAIRMAN OF THE BOARD | 2180478 |
| HUTSON, JOSHUA EYARE | CCO | 2912952 |
| KRUCZEK, ROBERT PATRICK | DIRECTOR | 2389311 |
| MESKIN, JEFFREY BRYAN | DIRECTOR | 2855280 |
| PUSTORINO, PAUL JAMES | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 5059093 |
| SCHOENFELD, JEFFREY ALAN | DIRECTOR | 2490214 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
