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Salvatore Michael Buccellato

CRD# 2510070·Registered 1995 - 2003
Previously Registered: Being a previously registered professional could mean that Salvatore is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Salvatore Michael Buccellato, who also goes by Salvatore Buccellato, was a registered financial advisor. Salvatore was a previously registered financial professional and started their career in finance 1995 - 2003. Salvatore had worked at 11 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Salvatore Buccellato

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

ARCHER ALEXANDER SECURITIES CORPORATION·CRD# 41555
BD
Kansas City, MO
November 5, 2002 - March 31, 2003
MARATHON CAPITAL MARKETS, LLC·CRD# 103767
BD
Chicago, IL
August 16, 2002 - October 24, 2002
BERRY-SHINO SECURITIES, INC.·CRD# 38098
BD
Scottsdale, AZ
April 2, 2002 - August 16, 2002
BERRY-SHINO SECURITIES, INC.·CRD# 38098
BD
Scottsdale, AZ
May 21, 2001 - October 23, 2001
C.B. HILL & ASSOCIATES, INC.·CRD# 23786
BD
Jacksonville, FL
September 23, 1999 - July 2, 2001
THE REGENCY GROUP, INC.·CRD# 45216
BD
New York, NY
June 16, 1999 - September 28, 1999
WILLIAM SCOTT & CO. L.L.C.·CRD# 14979
BD
Union, NJ
April 20, 1998 - June 15, 1999
BRIARWOOD INVESTMENT COUNSEL·CRD# 6368
BD
New York, NY
February 20, 1998 - April 16, 1998
WALSH MANNING SECURITIES, LLC·CRD# 30826
BD
June 17, 1997 - March 24, 1998
DUKE & CO., INC.·CRD# 8035
BD
New York, NY
April 15, 1997 - June 18, 1997
INSTITUTIONAL EQUITY CORPORATION·CRD# 19628
BD
Dallas, TX
September 4, 1996 - September 26, 1996
MAIDSTONE FINANCIAL, INC.·CRD# 31804
BD
New York, NY
April 27, 1995 - April 15, 1997

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Current Firm

AA
ARCHER ALEXANDER SECURITIES CORPORATION

ARCHER ALEXANDER SECURITIES CORPORATION | UNDERWOOD INVESTMENTS, INC. | BENEFIT & INVESTMENT SOLUTIONS INC.

CRD#: 41555 / SEC#: 8-49488
BD
Revoked by SEC on 12/15/2006

Contact Information

Established

Indiana since 06/27/1996

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GREAT PLAINS CAPITAL CORPORATION100% OWNER—
RAYDO, JOHN STERLINGPRESIDENT; CHIEF FINANACIAL OFFICER: DIRECTOR2282311
REPINE, JOHN MICHAELCEO; DIRECTOR1010844

Disclosures

Regulatory Event

6

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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