Matthew J. Matles
Professional summary
Matthew Jason Matles was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Matthew is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Matthew had worked at 10 firms, which includes HAMPTON CAPITAL MANAGEMENT CORP., SMITH BENTON & HUGHES INC., FIRST LIBERTY INVESTMENT GROUP INC., BUTTONWOOD SECURITIES INC., PARAGON CAPITAL MARKETS INC., FAB SECURITIES OF AMERICA INC., MAIDSTONE FINANCIAL INC., BERKELEY SECURITIES CORPORATION, A. T. BROD & CO. INC., A. R. BARON & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 1997 - December 19, 1997
HAMPTON CAPITAL MANAGEMENT CORP.
March 14, 1997 - May 23, 1997
SMITH, BENTON & HUGHES, INC.
March 1, 1996 - October 25, 1996
FIRST LIBERTY INVESTMENT GROUP, INC.
June 30, 1995 - January 17, 1996
BUTTONWOOD SECURITIES, INC.
February 17, 1995 - March 27, 1995
PARAGON CAPITAL MARKETS, INC.
January 26, 1995 - February 21, 1995
FAB SECURITIES OF AMERICA, INC.
October 27, 1994 - November 11, 1994
MAIDSTONE FINANCIAL, INC.
October 18, 1994 - November 9, 1994
BERKELEY SECURITIES CORPORATION
October 12, 1994 - October 18, 1994
A. T. BROD & CO. INC.
August 18, 1994 - October 28, 1994
A. R. BARON & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
HAMPTON CAPITAL MANAGEMENT CORP.
CRD#: 26109 / SEC#: , 8-42891
Contact information
Documents
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