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Scott Randall Martinson

CRD# 2509952·Registered 1995 - 2021
Previously Registered: Being a previously registered professional could mean that Scott is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Scott Randall Martinson, who also goes by Scott R Martinson, was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 1995 - 2021. Scott had worked at 18 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Scott R Martinson

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

ARIVE CAPITAL MARKETS·CRD# 8060
BD
Staten Island, NY
March 12, 2021 - June 30, 2021
SW FINANCIAL·CRD# 145012
BD
Melville, NY
September 23, 2019 - January 5, 2021
FIRST STANDARD FINANCIAL COMPANY LLC·CRD# 168340
BD
Melville, NY
April 23, 2019 - September 25, 2019
FIRST STANDARD FINANCIAL COMPANY LLC·CRD# 168340
BD
New York, NY
November 2, 2015 - June 11, 2018
ROCKWELL GLOBAL CAPITAL LLC·CRD# 142485
BD
Syosset, NY
October 2, 2015 - October 29, 2015
CABOT LODGE SECURITIES LLC·CRD# 159712
BD
New York, NY
October 24, 2013 - May 9, 2014
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
New York, NY
June 6, 2013 - November 5, 2013
CABOT LODGE SECURITIES LLC·CRD# 159712
BD
New York, NY
January 15, 2013 - July 1, 2013
JOHN THOMAS FINANCIAL·CRD# 40982
BD
New York, NY
July 2, 2012 - August 28, 2012
BROOKSTONE SECURITIES, INC.·CRD# 13366
BD
New York, NY
September 3, 2010 - June 20, 2012
SOURCE CAPITAL GROUP, INC.·CRD# 36719
BD
Westport, CT
April 6, 2009 - September 7, 2010
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
New York, NY
April 1, 2003 - November 13, 2008
RICHMARK CAPITAL CORPORATION·CRD# 43162
BD
Irving, TX
April 22, 2002 - October 14, 2002
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Boca Raton, FL
October 19, 2000 - April 7, 2003
SHARPE CAPITAL, INC.·CRD# 18452
BD
New York, NY
January 8, 1999 - October 26, 2000
DUPONT SECURITIES GROUP, INC.·CRD# 42305
BD
New York, NY
September 2, 1998 - January 19, 1999
SCHNEIDER SECURITIES, INC.·CRD# 16434
BD
Denver, CO
April 22, 1998 - August 28, 1998
SHARPE CAPITAL, INC.·CRD# 18452
BD
New York, NY
April 10, 1997 - May 7, 1998
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.·CRD# 18032
BD
New York, NY
November 29, 1996 - April 14, 1997
HFC CAPITAL CORP.·CRD# 30539
BD
New York, NY
January 6, 1996 - October 1, 1996
DICKINSON & CO.·CRD# 689
BD
Des Moines, IA
March 16, 1995 - September 27, 1995
MONTANO SECURITIES CORPORATION·CRD# 7887
BD
Orange, CA
February 7, 1995 - February 17, 1995

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Current Firm

AC
ARIVE CAPITAL MARKETS

ARIVE CAPITAL MARKETS | REID AND ASSOCIATES, LLC | REID AND ASSOCIATES | REID & GILMOUR

CRD#: 8060 / SEC#: 8-43350
BD
Terminated by SEC on 07/02/2024

Contact Information

Established

New York since 10/01/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
LIBERTY VIEW HOLDINGS LLCDIRECT OWNER—
ARIVE HOLDINGS, LLCDIRECT OWNER—
UNIFIED WEALTH MANAGEMENT LLCDIRECT OWNER—
KRISPEAL, RAQUEL ECCO5733217
SULLIVAN, THOMAS FRANCISCFO/FINOP1145000

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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