Scott R. Martinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Randall Martinson, who also goes by Scott R Martinson, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1995. Scott had worked at 18 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2021 - June 30, 2021
ARIVE CAPITAL MARKETS
September 23, 2019 - January 5, 2021
SW FINANCIAL
April 23, 2019 - September 25, 2019
FIRST STANDARD FINANCIAL COMPANY LLC
November 2, 2015 - June 11, 2018
FIRST STANDARD FINANCIAL COMPANY LLC
October 2, 2015 - October 29, 2015
ROCKWELL GLOBAL CAPITAL LLC
October 24, 2013 - May 9, 2014
CABOT LODGE SECURITIES LLC
June 6, 2013 - November 5, 2013
NATIONAL SECURITIES CORPORATION
January 15, 2013 - July 1, 2013
CABOT LODGE SECURITIES LLC
July 2, 2012 - August 28, 2012
JOHN THOMAS FINANCIAL
September 3, 2010 - June 20, 2012
BROOKSTONE SECURITIES, INC.
April 6, 2009 - September 7, 2010
SOURCE CAPITAL GROUP, INC.
April 1, 2003 - November 13, 2008
GUNNALLEN FINANCIAL, INC
April 22, 2002 - October 14, 2002
RICHMARK CAPITAL CORPORATION
October 19, 2000 - April 7, 2003
NATIONAL SECURITIES CORPORATION
January 8, 1999 - October 26, 2000
SHARPE CAPITAL, INC.
September 2, 1998 - January 19, 1999
DUPONT SECURITIES GROUP, INC.
April 22, 1998 - August 28, 1998
SCHNEIDER SECURITIES, INC.
April 10, 1997 - May 7, 1998
SHARPE CAPITAL, INC.
November 29, 1996 - April 14, 1997
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.
January 6, 1996 - October 1, 1996
HFC CAPITAL CORP.
March 16, 1995 - September 27, 1995
DICKINSON & CO.
February 7, 1995 - February 17, 1995
MONTANO SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ARIVE CAPITAL MARKETS
CRD#: 8060 / SEC#: , 8-43350
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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