Kester Eugene Hood
Professional Summary
Kester Eugene Hood was a registered financial advisor. Kester was a previously registered financial professional and started their career in finance 1994 - 2000. Kester had worked at 1 firm and has passed the Series 63 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
ALLFIRST BROKERAGE CORPORATION | FIRST MARYLAND BROKERAGE CORPORATION | FIRST DISCOUNT BROKERAGE, INCORPORATED
Contact Information
Established
Maryland since 01/29/1986Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MANUFACTURERS & TRADERS TRUST COMPANY | SHAREHOLDER | — |
| CARPENTERJR, ROBERT L | COMPTROLLER | 2816817 |
| GOLD, RICK ALVIN | DIRECTOR | 4354551 |
| HYNES, TIMOTHY JOSEPH | DIRECTOR | 4354667 |
| JACKSON, KATHY ALEXANDRA | DIRECTOR | 1448813 |
| MILLER, NANCY A | ASSISTANT SECRETARY | 2589624 |
| MOY, MARYLOVE HEARTY | E.V.P., S.R.O.P., C.R.O.P. | 1857181 |
| MULLICAN, MARK ALLEN | PRESIDENT, CEO, DIRECTOR & COMPLIANCE OFFICER | 2583134 |
| ODLUM, MICHAEL GREGORY | DIRECTOR | 703911 |
| ORDWAY, DEBRA JANE | C.F.O. | 4401380 |
| RATLIFFE, JEROME ANTHONY | SECRETARY | 4354679 |
| THORESON, GREGORY KENT | ASSISTANT SECRETARY | 2589627 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1994About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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