Kester E. Hood
Professional summary
Kester Eugene Hood was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kester is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Kester had worked at 1 firm, which includes ALLFIRST BROKERAGE CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 1994 - January 24, 2000
ALLFIRST BROKERAGE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
ALLFIRST BROKERAGE CORPORATION
CRD#: 17531 / SEC#: , 8-35232
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MANUFACTURERS & TRADERS TRUST COMPANY | SHAREHOLDER | |
| CARPENTERJR, ROBERT L | COMPTROLLER | 2816817 |
| GOLD, RICK ALVIN | DIRECTOR | 4354551 |
| HYNES, TIMOTHY JOSEPH | DIRECTOR | 4354667 |
| JACKSON, KATHY ALEXANDRA | DIRECTOR | 1448813 |
| MILLER, NANCY A | ASSISTANT SECRETARY | 2589624 |
| MOY, MARYLOVE HEARTY | E.V.P., S.R.O.P., C.R.O.P. | 1857181 |
| MULLICAN, MARK ALLEN | PRESIDENT, CEO, DIRECTOR & COMPLIANCE OFFICER | 2583134 |
| ODLUM, MICHAEL GREGORY | DIRECTOR | 703911 |
| ORDWAY, DEBRA JANE | C.F.O. | 4401380 |
| RATLIFFE, JEROME ANTHONY | SECRETARY | 4354679 |
| THORESON, GREGORY KENT | ASSISTANT SECRETARY | 2589627 |
Disclosures
| Regulatory Event | 3 |
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