Andrew A. Norris

AMWH ASSET MANAGEMENT LLC

Blue HIll, ME

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CRD#: 2509823

Professional summary

Andrew Arthur James Norris is a registered financial advisor currently at AMWH ASSET MANAGEMENT LLC located in Blue Hill, Maine.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Andrew has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CAAN Properties 1 LLC, Real Estate Development, Investment Related, April 2024, 10 Hours per Month. Joint Owner. 362 Salt Pond Rd., Blue Hill, ME 04614 Hollow Brook Wealth Management, Investment Related, September 2024, Less than1 hour per Month. Board Member. 152 Bedford Rd 2nd floor, Katonah, NY 10536.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Arthur James Norris's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2024 - Present

AMWH ASSET MANAGEMENT LLC

RIA

CRD#: 331629

Blue HIll, ME

Past

August 23, 2005 - January 24, 2020

LAZARD ASSET MANAGEMENT SECURITIES LLC

CRD#: 129119

NEW YORK, NY

Past

February 11, 1999 - August 27, 2003

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

Past

July 1, 1998 - January 7, 2000

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Past

December 8, 1994 - July 1, 1998

ING BARING (U.S.) SECURITIES, INC.

CRD#: 5285

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(11/19/2024)

IAR

New York
(11/7/2024)

IAR

Texas
(11/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/7/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/9/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 11/17/1994

General Securities Principal Examination

Current Firm

AMWH ASSET MANAGEMENT LLC

CRD#: 331629 / SEC#:

Maine

Registered Investment Advisory firm - (10/15/2024 Approved)

New York

Registered Investment Advisory firm - (9/5/2024 Approved)

Texas

Registered Investment Advisory firm - (9/5/2024 Approved)

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Contact information

Main Address

Mahopac, NY

Mailing Address

Phone number

(914) 708-6306

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 1,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew A. Norris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Arthur James Norris's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMWH ASSET MANAGEMENT LLC

LAZARD ASSET MANAGEMENT SECURITIES LLC

DEAM INVESTOR SERVICES, INC.

ABN AMRO SECURITIES LLC

ING BARING (U.S.) SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/7/2024

Series 63

Date: 2/9/1998

SIE

Date: 10/1/2018

Series 24

Date: 11/17/1994

Current Firm

AMWH ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AMWH ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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