Andrew A. Norris
Professional summary
Andrew Arthur James Norris is a registered financial advisor currently at AMWH ASSET MANAGEMENT LLC located in Blue Hill, Maine.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Andrew has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Arthur James Norris's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 7, 2024 - Present
AMWH ASSET MANAGEMENT LLC
August 23, 2005 - January 24, 2020
LAZARD ASSET MANAGEMENT SECURITIES LLC
February 11, 1999 - August 27, 2003
DEAM INVESTOR SERVICES, INC.
July 1, 1998 - January 7, 2000
ABN AMRO SECURITIES LLC
December 8, 1994 - July 1, 1998
ING BARING (U.S.) SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/19/2024)
(11/7/2024)
(11/7/2024)
Exams
Current Firm
AMWH ASSET MANAGEMENT LLC
CRD#: 331629 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 9,586,250 |
Red Flags
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