Jeffrey R. Wolfe

BENJAMIN F. EDWARDS & COMPANY

St. Louis, MO 63105

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CRD#: 2509761

Professional summary

Jeffrey Ray Wolfe is a registered financial advisor currently at BENJAMIN F. EDWARDS & COMPANY, INC. located in St. Louis, Missouri.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Jeffrey has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)TEAL & TONIC, LLC - 50% OWNER W/ SPOUSE; RENTAL PROPERTY, INVESTMENT RELATED, GULF SHORES, AL; START DATE 05/14/2018. 2)WESTBOROUGH COUNTRY CLUB - 631 S.BERRY ROAD, ST.LOUIS, MO. 63122; LEISURE COUNTRY CLUB; BOARD MEMBER-EXECUTIVE COMMITTEE;ASSIST AS A BOARD MEMBER IN DECISIONS REGARDING THE ONGOING MANAGEMENT OF THE CLUB. SERVE AS SECRETARY ON THE EXECUTIVE BOARD W/ CHECK SIGNING AUTHORITY AND SIGN ON BEHALF OF THE CLUB ON LINES OF CREDIT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Ray Wolfe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Ray Wolfe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2013 - Present

BENJAMIN F. EDWARDS & COMPANY, INC.

Office #1: One North Brentwood Boulevard Suite 850, St. Louis, MO 63105

RIA

CRD#: 146936

St. Louis, MO

Current

May 8, 2013 - Present

BENJAMIN F. EDWARDS & COMPANY, INC.

Office #1: One North Brentwood Blvd, Suite 850, St. Louis, MO 63105

RIA

CRD#: 146936

St. Louis, MO

Past

July 21, 2010 - May 2, 2013

EDWARD JONES

RIA

CRD#: 250

ST. LOUIS, MO

Past

June 10, 2010 - May 2, 2013

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BENJAMIN F. EDWARDS & COMPANY, INC.

CRD#: 146936 / SEC#: 801-71421, 8-68023

RIA

Registered Investment Advisory firm - SEC (5/6/2010 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/8/2013)

Alaska
(5/8/2013)

Arizona
(5/8/2013)

Arkansas
(5/8/2013)

California
(5/8/2013)

Colorado
(5/8/2013)

Connecticut
(5/8/2013)

Delaware
(5/8/2013)

District of Columbia
(5/8/2013)

Florida
(5/8/2013)

Georgia
(5/8/2013)

Hawaii
(5/8/2013)

Idaho
(5/8/2013)

Illinois
(5/8/2013)

Indiana
(5/8/2013)

Iowa
(5/8/2013)

Kansas
(5/8/2013)

Kentucky
(5/8/2013)

Louisiana
(5/8/2013)

Maine
(5/8/2013)

Maryland
(5/8/2013)

Massachusetts
(5/8/2013)

Michigan
(5/8/2013)

Minnesota
(5/8/2013)

Mississippi
(5/8/2013)

Missouri
(5/8/2013)

IAR

Missouri
(5/8/2013)

Montana
(5/8/2013)

Nebraska
(5/8/2013)

Nevada
(5/8/2013)

New Hampshire
(5/8/2013)

New Jersey
(5/8/2013)

New Mexico
(5/8/2013)

New York
(5/8/2013)

North Carolina
(5/8/2013)

North Dakota
(5/8/2013)

Ohio
(5/8/2013)

Oklahoma
(5/8/2013)

Oregon
(5/8/2013)

Pennsylvania
(5/8/2013)

Rhode Island
(5/8/2013)

South Carolina
(5/8/2013)

South Dakota
(5/8/2013)

Tennessee
(5/8/2013)

Texas
(5/8/2013)

Utah
(5/8/2013)

Vermont
(5/8/2013)

Virginia
(5/8/2013)

Washington
(5/8/2013)

West Virginia
(5/8/2013)

Wisconsin
(5/8/2013)

Wyoming
(5/8/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/19/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/9/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/30/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BENJAMIN F. EDWARDS & COMPANY, INC.

CRD#: 146936 / SEC#: 801-71421, 8-68023

RIA

Registered Investment Advisory firm - SEC (5/6/2010 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

One North Brentwood Blvd, Suite 850 Suite 850, St. Louis, MO 63105

Mailing Address

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105

Phone number

(314) 726-1600

Established

Missouri since 08/19/2008

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

736

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

WRAP PROGRAM (8/18/2025)

FIRM BROCHURE (8/18/2025)

Direct owners and executive officers

Name	Position	CRD#
BENJAMIN EDWARDS, INC.	OWNER
BAUMANN, NEAL JAMES	DIRECTOR/REGIONAL DIRECTOR	1480636
BRANDSTADT, TODD HEINRICH	DIRECTOR/DIRECTOR OF BRANCHES	2631699
DELINIERE, ROLAND HAROLD	DIRECTOR/REGIONAL DIRECTOR	1038322
EDWARDS, BENJAMIN FRANKLIN	DIRECTOR/ASSISTANT DIRECTOR OF BRANCHES	6670972
EDWARDS, BENJAMIN FRANKLIN IV	CHAIRMAN/CHIEF EXECUTIVE OFFICER, PRESIDENT	1061490
FELLOWS, MARK PATTERSON	DIRECTOR/REGIONAL DIRECTOR	1600661
HANSON, DAVID WILLIAM	DIRECTOR	715793
KELLER, CHRISTOPHER M	DIRECTOR/DIRECTOR OF OPERATIONS, TECHNOLOGY & ANALYTICS	4346617
MARTIN, THOMAS HAYDEN JR	DIRECTOR/CHIEF FINANCIAL OFFICER	1459719
MUCKLER, MATTHEW PAUL	CHIEF COMPLIANCE OFFICER, ADVISORY	4762147
RUBENSTEIN, DOUGLAS DAVID	DIRECTOR/COO AND DIRECTOR OF CAPITAL MARKETS	1138380
SALAMON, MATTHEW R	DIRECTOR/CORPORATE SECRETARY & DIRECTOR OF LAW & LEGAL SERVICES, CHIEF COUNSEL	1858581
STEVENS, KATELYN CLARE	CHIEF COMPLIANCE OFFICER, BROKERAGE	5752247
WELKER, JOANNE MARIE	DIRECTOR/MANAGER ADVISORY SERVICES	2300075
WHITING, CHRISTOPHER MARK	DIRECTOR OF FINANCIAL STRATEGIES GROUP	2242513
WISDOM, BILLY JOE	DIRECTOR/DIRECTOR OF REGULATORY & OVERSIGHT SERVICES	1810908

Regulatory assets under management

Total Number of Accounts	49,475
AUM (Assets Under Management)	$ 15,656,482,908

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/23/2025	Cover Page	Report
12/20/2023	Cover Page	Report
10/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey R. Wolfe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Ray Wolfe's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Ray Wolfe's CRS (Customer Relationship Summary).

Certified licenses

Experience

BENJAMIN F. EDWARDS & COMPANY, INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

BENJAMIN F. EDWARDS & COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/19/2010

SIE

Date: 10/1/2018

Series 7

Date: 6/9/2010

Series 24

Date: 3/30/2011

FINRA

Current Firm

BENJAMIN F. EDWARDS & COMPANY, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

BENJAMIN F. EDWARDS & COMPANY, INC.

TRUST BUT VERIFY

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