Robert G. Housen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Gary Housen, who also goes by Bob Housen, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1968. Robert had worked at 10 firms and has passed the Series 63, SIE and Series 1 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2016 - February 2, 2022
MARINER WEALTH
July 22, 2014 - December 31, 2018
MARINER WEALTH ADVISORS
June 4, 2012 - January 10, 2019
CAPITAL ANALYSTS
June 1, 2012 - January 10, 2019
LINCOLN INVESTMENT
June 1, 2012 - January 10, 2019
LINCOLN INVESTMENT
July 26, 2002 - June 1, 2012
CINCINNATI ANALYSTS, INC.
July 26, 2002 - July 21, 2014
HOUSEN FINANCIAL GROUP, INC.
February 9, 1994 - June 1, 2012
CINCINNATI ANALYSTS, INC.
September 29, 1992 - February 21, 1994
FFP SECURITIES, INC.
October 27, 1975 - June 29, 1976
HIMCO DISTRIBUTION SERVICES COMPANY
September 21, 1971 - May 27, 1976
INTERAMERICA INVESTORS SERVICES, INC.
May 7, 1969 - November 8, 1971
WILLIAM J HESS INC
November 8, 1968 - October 19, 1992
CINCINNATI ANALYSTS, INC.
Primary Firm SEC Registration
MARINER WEALTH
CRD#: 140195 / SEC#: 801-66632
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/28/1968
Registered Representative ExaminationCurrent Firm
MARINER WEALTH
CRD#: 140195 / SEC#: 801-66632
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 155,767 |
| AUM (Assets Under Management) | $ 98,603,233,201 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 11/19/2024 | ||
| 12/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
