Brad Travis

OWEN LARUE FINANCIAL GROUP

Litchfield, KY 42754

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CRD#: 2509523

Professional summary

Brad Travis is a registered financial advisor currently at OWEN LARUE FINANCIAL GROUP located in Litchfield, Kentucky.

Brad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Brad has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Brad Travis is a partner at Buckles, Travis & Hart, PLLC, and has been there since 1984. Capital Investment Mgmt, Inc. and this accounting firm are separate entities. BTH is at 211 W. White Oak St, Leitchfield, KY 42754. Approximately 40 hours per week are spent on this business. Some of the duties relating to this business are tax preparation and company payroll.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brad Travis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2025 - Present

OWEN LARUE FINANCIAL GROUP

Office #1: 211 West White Oak Street, Litchfield, KY 42754

RIA

CRD#: 289436

Litchfield, KY

Past

July 11, 1994 - September 2, 2025

CAPITAL INVESTMENT MANAGEMENT INC.

RIA

CRD#: 145985

LEITCHFIELD, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OWEN LARUE FINANCIAL GROUP

OWEN LARUE FINANCIAL GROUP | OWEN LARUE, LLC

CRD#: 289436 / SEC#: 801-111041

RIA

Registered Investment Advisory firm - (8/24/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(5/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/13/1994

Uniform Investment Adviser Law Examination

Current Firm

OWEN LARUE FINANCIAL GROUP

OWEN LARUE FINANCIAL GROUP | OWEN LARUE, LLC

CRD#: 289436 / SEC#: 801-111041

RIA

Registered Investment Advisory firm - (8/24/2017 Approved)

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Contact information

Main Address

109 W. Poplar Street, Elizabethtown, KY 42701

Mailing Address

Phone number

(270) 769-9995

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/22/2025)

Regulatory assets under management

Total Number of Accounts	1,064
AUM (Assets Under Management)	$ 343,130,053

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brad Travis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brad Travis's CRS (Customer Relationship Summary).

Certified licenses

Experience

OWEN LARUE FINANCIAL GROUP

CAPITAL INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

OWEN LARUE FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 6/13/1994

Current Firm

OWEN LARUE FINANCIAL GROUP

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OWEN LARUE FINANCIAL GROUP

TRUST BUT VERIFY

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