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BT

Brad Travis

OWEN LARUE FINANCIAL GROUP
Litchfield, KY 42754
Some features on this profile are disabled
CRD#: 2509523
BT

Professional summary

Brad Travis is a registered financial advisor currently at OWEN LARUE FINANCIAL GROUP located in Litchfield, Kentucky.

Brad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Brad has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brad Travis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 19, 2025 - Present

OWEN LARUE FINANCIAL GROUP

Office #1: 211 West White Oak Street, Litchfield, KY 42754
RIA
CRD#: 289436
Litchfield, KY
Past

July 11, 1994 - September 2, 2025

CAPITAL INVESTMENT MANAGEMENT INC.

RIA
CRD#: 145985
LEITCHFIELD, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OL
OWEN LARUE FINANCIAL GROUP
OWEN LARUE FINANCIAL GROUP | OWEN LARUE, LLC

CRD#: 289436 / SEC#: 801-111041

RIA
Registered Investment Advisory firm - (8/24/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kentucky
(5/19/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/13/1994
Uniform Investment Adviser Law Examination

Current Firm

OL
OWEN LARUE FINANCIAL GROUP
OWEN LARUE FINANCIAL GROUP | OWEN LARUE, LLC

CRD#: 289436 / SEC#: 801-111041

RIA
Registered Investment Advisory firm - (8/24/2017 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
109 W. Poplar Street, Elizabethtown, KY 42701
Mailing Address
Phone number
(270) 769-9995
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/10/2026)

Regulatory assets under management

Total Number of Accounts1,509
AUM (Assets Under Management)$ 458,861,120

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OWEN LARUE FINANCIAL GROUP

CRD#: 289436Litchfield, KY 42754

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