SD

Steven R. Dietz

ANDORRA CAPITAL
Omaha, NE 68154
Some features on this profile are disabled
CRD#: 2509458
SD

Professional summary


Steven Robert Dietz, who also goes by Steve Dietz, is a registered financial advisor currently at ANDORRA CAPITAL located in Omaha, Nebraska.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Steven has worked at 1 firm and has passed the Series 65, Series 63, Series 7, Series 3 and Series 30 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Steve Dietz

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Steven Robert Dietz's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 3, 2003 - Present

ANDORRA CAPITAL

Office #1: 706 N. 129th Street, Suite 115, Omaha, NE 68154
RIA
CRD#: 127045
Omaha, NE

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Nebraska
(7/3/2003)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 30
Date: 9/17/2004
NFA Branch Manager Examination

Current Firm


AC
ANDORRA CAPITAL
ANDORRA CAPITAL | SECURE ESTATE SOLUTIONS | KGS CAPITAL GROUP, LLC | ANDORRA CAPITAL, LLC

CRD#: 127045 / SEC#:

Arizona
Registered Investment Advisory firm - (8/6/2012 Approved)
Nebraska
Registered Investment Advisory firm - (6/27/2003 Approved)
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Contact information


Main Address
706 North 129th Street, Suite 115, Omaha, NE 68154
Mailing Address
Phone number
(402) 434-2412
Established
Firm type
Fiscal year end
# of Employees
5

Regulatory assets under management


Total Number of Accounts7
AUM (Assets Under Management)$ 1,360,000

Red Flags


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Company Information


ANDORRA CAPITAL

CRD#: 127045Omaha, NE 68154

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