Steven R. Dietz

ANDORRA CAPITAL

Omaha, NE 68154

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CRD#: 2509458

Professional summary

Steven Robert Dietz, who also goes by Steve Dietz, is a registered financial advisor currently at ANDORRA CAPITAL located in Omaha, Nebraska.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Steven has worked at 1 firm and has passed the Series 65, Series 63, Series 7, Series 3 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Dietz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM INVOLVED IN GIVING RISK MANAGEMENT AND MARKETING ADVICE TO AGRICULTURAL PRODUCERS THROUGH FUTURESONE IN LINCOLN, NE. I HAVE BEEN INVOLVED WITH FUTURESONE SINCE OCTOBER 2003. FuturesOne is the DBA of David Fiala, LTD -- which is also registered as a Commodity Trading Advisor, though there are no active programs at this time. Strata Daura, LLC - Single Owner - 10/2023 - Holds referral agreement with Monetary Metals for their precious metals leasing programs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Robert Dietz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2003 - Present

ANDORRA CAPITAL

Office #1: 706 N. 129th Street, Suite 115, Omaha, NE 68154

RIA

CRD#: 127045

Omaha, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(7/3/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/22/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/20/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/8/2000

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 6/13/1994

National Commodity Futures Examination

Principal/Supervisory Exam

Series 30

Date: 9/17/2004

NFA Branch Manager Examination

Current Firm

ANDORRA CAPITAL

ANDORRA CAPITAL | SECURE ESTATE SOLUTIONS | KGS CAPITAL GROUP, LLC | ANDORRA CAPITAL, LLC

CRD#: 127045 / SEC#:

Arizona

Registered Investment Advisory firm - (8/6/2012 Approved)

Nebraska

Registered Investment Advisory firm - (6/27/2003 Approved)

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Contact information

Main Address

706 North 129th Street, Suite 115, Omaha, NE 68154

Mailing Address

Phone number

(402) 434-2412

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 1,360,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven R. Dietz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Robert Dietz's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANDORRA CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 5/22/2003

Series 63

Date: 11/20/2000

Series 7

Date: 1/8/2000

Series 3

Date: 6/13/1994

Series 30

Date: 9/17/2004

Current Firm

ANDORRA CAPITAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ANDORRA CAPITAL

TRUST BUT VERIFY

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