John A. Lombardi
Professional summary
John Anthony Lombardi is a registered financial professional currently at REDI GLOBAL TECHNOLOGIES LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1994. John has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 55, Series 4, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Anthony Lombardi's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 27, 2015 - Present
REDI GLOBAL TECHNOLOGIES LLC
Office #1: 28 Liberty Street 58th Floor, New York, NY, 10005October 4, 2006 - March 26, 2007
GOLDMAN SACHS & CO. LLC
May 8, 1997 - December 31, 2008
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
March 31, 1995 - April 22, 1997
DREYFUS BROKERAGE SERVICES, INC.
August 22, 1994 - September 13, 1994
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/19/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
REDI GLOBAL TECHNOLOGIES LLC
CRD#: 41924 / SEC#: , 8-49673
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| REFINITIV US LLC | OWNER | |
| BALTOVSKI, ALEXANDER NMN | FINANCIAL AND OPERATIONS PRINCIPAL, PFO, POO | 2350828 |
| CUTLER, SETH | DIRECTOR | 2594208 |
| IAMSCICOV WEIGL, KATARINA | CHIEF COMPLIANCE OFFICER AND SECRETARY | 7893210 |
| MALONEY, MICHAEL G | DIRECTOR, CEO, MANAGING PRINCIPAL | 5728423 |
| SIBLEY, JOHN HOLDEN | DIRECTOR | 5781488 |
Disclosures
| Regulatory Event | 7 |
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