JK
Jeffrey R. Klein
GALLAGHER FIDUCIARY ADVISORS
Boston, MA 02110
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CRD#: 2509218
JK
Professional summary
Jeffrey Robert Klein is a registered financial advisor currently at GALLAGHER FIDUCIARY ADVISORS, LLC located in Boston, Massachusetts and OSAIC WEALTH, INC. located in Boston, Massachusetts.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jeffrey has worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Business Name: Gallagher Fiduciary Advisors Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Investment Consulting Position: Retirement Plan Consultant Start Date: 04/01/2022 Hours Per Month: 140 Hours Per Day: 6 Duties: Retirement plan consulting 2) Business Name: Gallagher Benefit Services Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Retirement Plan Consulting Services Position: Senior Retirement Plan Consultant Start Date: 05/01/2017 Hours Per Month: 40 Hours Per Day: 2 Duties: Retirement plan consulting 3) Business Name: Jeffrey R. Klein and Suzanne C. Klein Investment Related: No Address: 18 Whittier Road Medford MA 02155 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 6/1/1997 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Marketing & leasing activities, property maintenance activities 2) GALLAGHER BENEFITS SERVICES POSITION: Assistant Vice President NATURE: Agency LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 05/01/2017 ADDRESS: 115 Federal St., 8th Floor, Boston MA 02110, United States DESCRIPTION: Provide retirement plan consulting and advisory services to Gallagher clients. 3) GALLAGHER FIDUCIARY ADVISORS D/B/A GALLAGHER BENEFITS SERVICES POSITION: Assistant Vice President/Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 120 START DATE: 04/01/2022 ADDRESS: 115 Federal Street, 8th Fl, Boston MA 02110, United States DESCRIPTION: Support corporate retirement plan sponsors and their employees with regard to the company retirement plan.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Robert Klein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 8, 2022 - Present
GALLAGHER FIDUCIARY ADVISORS, LLC
Office #1: 115 Federal St. 8th Floor, Boston, MA, 02110RIA
CRD#: 146509
Boston, MA
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 115 Federal St. 8th Floor, Boston, MA 02110RIA
BD
CRD#: 23131
Boston, MA
Past
March 29, 2022 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Boston, MA
Past
October 24, 2017 - March 31, 2022
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
BOSTON, MA
Past
July 24, 2017 - March 31, 2022
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
BOSTON, MA
Past
August 2, 2016 - January 18, 2017
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
SCOTTSDALE, AZ
Past
July 24, 2014 - November 16, 2015
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
September 29, 2010 - October 31, 2013
MMC SECURITIES LLC
RIA
CRD#: 103846
BOSTON, MA
Past
September 29, 2010 - October 31, 2013
MMC SECURITIES LLC
BD
CRD#: 103846
BOSTON, MA
Past
April 6, 2009 - September 30, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
BOSTON, MA
Past
May 20, 2008 - September 30, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
BOSTON, MA
Past
September 21, 2005 - April 15, 2008
BROWN BROTHERS HARRIMAN & CO.
BD
CRD#: 104487
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Massachusetts(6/8/2022)
RR
Massachusetts(8/23/2024)
RR
New Hampshire(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2850 Golf Road, Rolling Meadows, IL 60008
Mailing Address
Phone number
(212) 330-1011
Established
Firm type
Fiscal year end
# of Employees
221
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,754 |
| AUM (Assets Under Management) | $ 180,614,282,519 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GALLAGHER FIDUCIARY ADVISORS, LLC
CRD#: 146509Boston, MA 02110TRUST BUT VERIFY
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