Brandon K. Pope

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CRD#: 2509122

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brandon Kenneth Pope, CFP®, who also goes by Brandon Pope, was a registered financial professional .

Brandon is a previously registered financial professional and started their career in finance in 1997. Brandon had worked at 4 firms and has passed the Series 63, Series 65, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brandon Pope

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PROMUS ADVISORS, LLC, NON INVESTMENT RELATED, 8226 DOUGLAS AVE, SUITE 650, Dallas, TX, 75225, WEALTH MANAGEMENT, MANAGER & PRESIDENT, 3/1/2011, VARIED NUMBER OF HOURS, WEALTH AND FINANCIAL MANAGEMENT FOR HIGH NET WORTH INDIVIDUALS. PARK CITIES FIREARMS, LLC, NON-INVESTMENT RELATED; FIREARM AND FIREARM RELATED; 8226 DOUGLAS AVE, SUITE 650, DALLAS, TX, AVG. 2 HOURS PER MONTH; PROMUS MANAGEMENT CO., LLC, INVESTMENT RELATED, MANAGER & PRESIDENT, VARIED NUMBER OF HOURS, MANAGEMENT COMPANY, DALLAS, TEXAS; PROMUS PDQ FUND,LLC, MEMBER, INVESTMENT PARTNERSHIP, VARIED NUMBER OF HOURS, INVESTMENT RELATED, DALLAS, TEXAS. PROMUS HOLDINGS, LLC, NON-INVESTMENT RELATED, MANAGER AND PRESIDENT, PERSONAL HOLDINGS ENTITY, VARIED NUMBER OF HOURS, DALLAS, TEXAS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Past

September 22, 2011 - March 3, 2023

PROMUS ADVISORS

RIA

CRD#: 157484

DALLAS, TX

Past

May 11, 2011 - September 8, 2011

PROMUS ADVISORS

RIA

CRD#: 157484

DALLAS, TX

Past

December 7, 2000 - March 14, 2011

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

DALLAS, TX

Past

August 2, 2000 - March 14, 2011

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

DALLAS, TX

Past

June 20, 1997 - December 7, 2000

SANFORD C. BERNSTEIN & CO., INC.

CRD#: 1232

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROMUS ADVISORS

PROMUS ADVISORS | PROMUS ASSET MANAGEMENT, LLC

CRD#: 157484 / SEC#: 801-80941

RIA

Registered Investment Advisory firm - (2/5/2015 Approved)

Texas

Registered Investment Advisory firm - (2/5/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/11/1997

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/10/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 31

Date: 5/6/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/28/1997

General Securities Representative Examination

Current Firm

PROMUS ADVISORS

PROMUS ADVISORS | PROMUS ASSET MANAGEMENT, LLC

CRD#: 157484 / SEC#: 801-80941

RIA

Registered Investment Advisory firm - (2/5/2015 Approved)

Texas

Registered Investment Advisory firm - (2/5/2015 Terminated)

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Contact information

Main Address

8226 Douglas Avenue Suite 650, Dallas, TX 75225

Mailing Address

Phone number

(214) 612-5750

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROMUSADVISORS_2ADISCLOSURE_03202025 (3/20/2025)

Regulatory assets under management

Total Number of Accounts	271
AUM (Assets Under Management)	$ 415,008,379

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brandon K. Pope

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PROMUS ADVISORS

SANFORD C. BERNSTEIN & CO., LLC

ALLIANCEBERNSTEIN L.P.

SANFORD C. BERNSTEIN & CO., INC.

Primary Firm SEC Registration

PROMUS ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 4/11/1997

Series 65

Date: 6/10/1994

Series 31

Date: 5/6/1997

Series 7

Date: 4/28/1997

Current Firm

PROMUS ADVISORS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROMUS ADVISORS

TRUST BUT VERIFY

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