Jeffrey H. Joyce
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Holland Joyce was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1994. Jeffrey had worked at 12 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2015 - December 31, 2020
BETTER WAY INVESTMENT MANAGEMENT LLC
August 28, 2012 - March 19, 2013
MERCER GLOBAL ADVISORS INC.
April 27, 2011 - July 19, 2011
NATIONWIDE SECURITIES, LLC
December 1, 2010 - July 14, 2011
NATIONWIDE INVESTMENT SERVICES CORPORATION
December 20, 2006 - April 28, 2009
TD AMERITRADE, INC.
December 20, 2006 - April 28, 2009
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
December 20, 2006 - April 28, 2009
TD AMERITRADE, INC.
February 2, 2004 - February 3, 2006
TD AMERITRADE, INC.
January 30, 2004 - February 3, 2006
TD AMERITRADE, INC.
July 5, 2001 - June 16, 2003
SEI INVESTMENTS DISTRIBUTION CO.
March 27, 1999 - November 2, 2000
FIFTH THIRD SECURITIES, INC.
November 12, 1996 - March 27, 1999
FIFTH THIRD SECURITIES, INC.
July 12, 1995 - May 8, 1996
INDEPENDENT FINANCIAL SECURITIES, INC.
July 3, 1995 - May 2, 1996
NATIONAL CITY INVESTMENTS CORPORATION
August 16, 1994 - May 30, 1995
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
BETTER WAY INVESTMENT MANAGEMENT LLC
CRD#: 174609 / SEC#:
Contact information
Red Flags
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