Arturo Fentanes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arturo Fentanes, who also goes by Art Fentanes, was a registered financial professional .
Arturo is a previously registered financial professional and started their career in finance in 1995. Arturo had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2007 - October 19, 2018
BROKER DEALER FINANCIAL SERVICES CORP.
January 19, 1999 - March 12, 2007
IMS SECURITIES, INC.
August 6, 1998 - February 1, 1999
METROPOLITAN LIFE INSURANCE COMPANY
August 6, 1998 - February 1, 1999
MSI FINANCIAL SERVICES, INC.
October 1, 1995 - July 27, 1998
VOYA FINANCIAL ADVISORS, INC.
March 20, 1995 - October 1, 1995
RELIASTAR FINANCIAL MARKETING CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROKER DEALER FINANCIAL SERVICES CORP.
CRD#: 8073 / SEC#: , 8-24220
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
