Eric B. Mirman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Bernard Mirman was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1995. Eric had worked at 10 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2013 - February 13, 2014
T.R. WINSTON & COMPANY, LLC
February 6, 2013 - March 15, 2013
CORINTHIAN PARTNERS, L.L.C.
February 13, 2012 - February 8, 2013
JOHN THOMAS FINANCIAL
October 24, 2006 - November 2, 2010
CRESTA CAPITAL STRATEGIES, LLC
April 7, 2005 - October 31, 2006
GUNNALLEN FINANCIAL, INC
May 5, 1998 - June 21, 1999
TRAUTMAN WASSERMAN & COMPANY, INC.
April 24, 1997 - April 29, 1998
DUKE & CO., INC.
February 27, 1997 - April 30, 1997
BISHOP, ALLEN, INC.
October 3, 1996 - February 7, 1997
HOBBS MELVILLE SECURITIES CORP.
April 27, 1995 - August 23, 1996
KENSINGTON WELLS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T.R. WINSTON & COMPANY, LLC
CRD#: 10571 / SEC#: , 8-27519
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RUNNELS, G TYLER | DIRECTOR, CHAIRMAN AND CEO | 1415264 |
| KANG, KAREN | EXECUTIVE VICE PRESIDENT AND ROSFP | 4367718 |
| CRISWELL, JEFFREY LENOX SR | VICE PRESIDENT, SECRETARY, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 2121440 |
| HEMEDES, STEPHEN NATHANIEL | MUNICIPAL PRINCIPAL AND HEAD TRADER | 6870830 |
| SANCIO, GALE ANN | ASSISTANT SECRETARY, ROSFP | 1121258 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
