Michael O'shields
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael O'shields, who also goes by Michael Todd Oshields, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2016 - December 31, 2017
STRONGPOINT INSTITUTIONAL INVESTMENT ADVISORS LLC
June 1, 2009 - August 20, 2015
MORGAN STANLEY
June 1, 2009 - August 20, 2015
MORGAN STANLEY
May 28, 2009 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
May 8, 2009 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
August 27, 1999 - June 2, 2009
UBS FINANCIAL SERVICES INC.
August 27, 1999 - June 2, 2009
UBS FINANCIAL SERVICES INC.
December 5, 1997 - September 1, 1999
J.C. BRADFORD & CO.
February 22, 1995 - December 19, 1997
UBS FINANCIAL SERVICES INC.
August 24, 1994 - October 24, 1994
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
STRONGPOINT INSTITUTIONAL INVESTMENT ADVISORS LLC
CRD#: 281953 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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