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Anda Ingrid D'ambrosio

CRD# 2508470·Registered 1999 - 2016
Previously Registered: Being a previously registered professional could mean that Anda is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anda Ingrid D'ambrosio, who also goes by Anda Ingrid Logins, Anda Ingrid Samuels, was a registered financial advisor. Anda was a previously registered financial professional and started their career in finance 1999 - 2016. Anda had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anda Ingrid Logins, Anda Ingrid Samuels

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

FIRST CLEARING, LLC·CRD# 17344
BD
St. Louis, MO
May 28, 2009 - January 5, 2016
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
April 5, 2002 - February 26, 2009
BNY MELLON SECURITIES CORPORATION·CRD# 231
BD
New York, NY
September 27, 2000 - July 11, 2001
JANNEY MONTGOMERY SCOTT LLC·CRD# 463
BD
Philadelphia, PA
May 8, 2000 - October 2, 2000
BULL & BEAR SECURITIES, INC.·CRD# 15142
BD
New York, NY
December 16, 1999 - April 28, 2000

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Current Firm

FC
FIRST CLEARING, LLC

CORESTATES SECURITIES CORP | FIRST CLEARING, LLC | FIRST CLEARING CORPORATION

CRD#: 17344 / SEC#: 8-35158
BD
Terminated by SEC on 02/05/2017

Contact Information

Established

Delaware since 03/12/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WELLS FARGO ADVISORS, LLCSOLE MEMBER19616
HURLEY, KEVIN BRADYCHIEF COMPLIANCE OFFICER1293748

Disclosures

Regulatory Event

34

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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