Jeffrey L. Waldman
Professional summary
Jeffrey Lee Waldman is a registered financial professional currently at CURVATURE SECURITIES LLC located in Chatham, New Jersey.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1997. Jeffrey has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Lee Waldman's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2020 - Present
CURVATURE SECURITIES LLC
Office #1: 39 Main Street, Chatham, NJ 07928June 10, 2015 - March 9, 2020
TD PRIME SERVICES LLC
August 30, 2013 - June 8, 2015
TD PRIVATE CLIENT WEALTH LLC
December 7, 2011 - April 4, 2013
TD SECURITIES (USA) LLC
March 24, 2004 - January 23, 2009
DEUTSCHE BANK SECURITIES INC.
June 20, 2001 - April 19, 2002
CIBC WORLD MARKETS CORP.
January 21, 1997 - April 19, 2000
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/25/2020)
(3/6/2020)
(10/23/2020)
(9/16/2020)
(3/1/2023)
(7/16/2020)
(3/1/2023)
(10/23/2020)
(10/26/2020)
(10/23/2020)
(10/1/2020)
(11/9/2020)
(6/25/2020)
(9/4/2020)
(10/12/2020)
(3/9/2020)
(6/18/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 9/19/2006
Limited Representative-Equity Trader ExamFINRA
Current Firm
CURVATURE SECURITIES LLC
CRD#: 169708 / SEC#: , 8-69384
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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