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RM

Ronald S. Montalbano

ENERGY CAPITAL SOLUTIONS LLC
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 2508320
RM

Professional summary

Ronald Steven Montalbano, who also goes by Ronald S Montalbano, is a registered financial professional currently at ENERGY CAPITAL SOLUTIONS LLC located in Dallas, Texas.

Ronald is registered as a RR (Registered Representative) and started their career in finance in 1995. Ronald has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ronald S Montalbano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ronald Steven Montalbano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 29, 2018 - Present

ENERGY CAPITAL SOLUTIONS LLC

Office #1: 2651 North Harwood, Suite 410, Dallas, TX 75201
BD
CRD#: 121191
Dallas, TX
Past

June 14, 2011 - January 16, 2018

ERNST & YOUNG CAPITAL ADVISORS, LLC

BD
CRD#: 152514
HOUSTON, TX
Past

September 14, 2010 - May 4, 2011

STEPHENS

RIA
CRD#: 3496
HOUSTON, TX
Past

May 8, 2009 - May 4, 2011

STEPHENS

BD
CRD#: 3496
HOUSTON, TX
Past

April 12, 2004 - June 12, 2009

ENERGY CAPITAL SOLUTIONS LLC

BD
CRD#: 121191
HOUSTON, TX
Past

September 9, 1998 - February 11, 2004

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

January 23, 1995 - August 17, 1998

JOHNSON RICE & COMPANY L.L.C.

BD
CRD#: 19524
NEW ORLEANS, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(3/29/2018)
RR
Arizona
(3/29/2018)
RR
Arkansas
(3/29/2018)
RR
California
(3/29/2018)
RR
Colorado
(3/29/2018)
RR
Connecticut
(3/29/2018)
RR
Delaware
(3/29/2018)
RR
District of Columbia
(3/29/2018)
RR
Florida
(3/29/2018)
RR
Georgia
(3/29/2018)
RR
Louisiana
(3/29/2018)
RR
Massachusetts
(3/29/2018)
RR
Michigan
(3/29/2018)
RR
Minnesota
(3/29/2018)
RR
Missouri
(3/29/2018)
RR
Montana
(3/29/2018)
RR
Nevada
(3/29/2018)
RR
New Jersey
(3/29/2018)
RR
New Mexico
(3/29/2018)
RR
New York
(3/29/2018)
RR
Ohio
(3/29/2018)
RR
Oklahoma
(3/29/2018)
RR
Oregon
(3/29/2018)
RR
Pennsylvania
(3/29/2018)
RR
Texas
(3/29/2018)
RR
Utah
(3/29/2018)
RR
Virginia
(3/29/2018)
RR
West Virginia
(3/29/2018)
RR
Wisconsin
(3/29/2018)
RR
Wyoming
(3/29/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 10/26/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/20/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/17/2006
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

EC
ENERGY CAPITAL SOLUTIONS LLC
ENERGY CAPITAL SOLUTIONS | GROWTH ENERGY CAPITAL ADVISORS LLC | ENERGY CAPITAL SOLUTIONS LLC

CRD#: 121191 / SEC#: , 8-65391

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
2651 North Harwood, Suite 410, Dallas, TX 75201
Mailing Address
2651 North Harwood, Suite 410, Dallas, TX 75201
Phone number
(214) 219-8201
Established
Texas since 04/24/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (31 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
LW ENERGY ADVISORS, LLCMEMBER
THOMPSON, MARGARET STRANGEFINOP/CFO5676380
WEINBERG, JOHN RUSSELLCCO/MANAGING DIRECTOR/REGISTERED PRINCIPAL1957846

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ENERGY CAPITAL SOLUTIONS LLC

CRD#: 121191Dallas, TX 75201

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