Robert W. Smith
FIRST COMMAND ADVISORY SERVICES
HERNDON, VA
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CRD#: 2508186
Professional summary
Robert Wayne Smith, CFP®, who also goes by Bob Smith, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Herndon, Virginia and FIRST COMMAND BROKERAGE SERVICES, INC. located in Fairfax, Virginia.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Robert has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Smith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: Associate Pastor - Impact Church, Centerville, VA ; Whether the business is investment-related: No ; Address of the other business: 4445 Brookfield Corporate Dr. STE B, Chantilly, VA 20151 ; Nature of the other business: Employment ; Your position, title, or relationship with the other business: Executive Pastor ; The start date of your relationship: 5/16/2016 ; The approximate number of hours/month you devote to the other business: Over 40 ; The number of hours you devote to the other business during securities trading hours: 6 to 10 ; Briefly describe your duties relating to the other business: Perform religious ceremony (weddings, funerals). Prepare and offer biblical sermons. Counsel congregants on how to live a life pleasing to Jesus.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Wayne Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
December 15, 2015 - Present
FIRST COMMAND ADVISORY SERVICES
Office #2: 12150 Monument Drive Suite 500, Fairfax, VA 22033RIA
CRD#: 281958
HERNDON, VA
Current
September 7, 1994 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 12150 Monument Drive Suite 500, Fairfax, VA 22033BD
CRD#: 3641
Fairfax, VA
Past
September 2, 2005 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
FAIRFAX, VA
Past
February 17, 2005 - September 2, 2005
FIRST COMMAND BANK
RIA
CRD#: 128851
FORT WORTH, TX
Past
July 21, 2000 - December 20, 2002
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
FAIRFAX, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/12/2024)
RR
Alaska(10/19/2009)
RR
Arizona(9/20/2005)
RR
California(11/19/2014)
RR
Colorado(6/18/2012)
RR
Delaware(3/20/2024)
RR
District of Columbia(1/10/2005)
RR
Florida(5/18/2015)
RR
Georgia(1/3/2017)
RR
Hawaii(5/3/2011)
RR
Kentucky(8/23/2024)
RR
Maryland(1/10/2005)
RR
Michigan(9/9/2019)
RR
Minnesota(1/8/2008)
RR
Missouri(7/13/2017)
RR
New Jersey(4/14/2022)
RR
New York(7/19/2011)
RR
North Carolina(6/12/2009)
RR
Pennsylvania(11/16/2012)
RR
South Carolina(1/10/2018)
RR
Tennessee(8/14/2014)
RR
Texas(10/21/2020)
IAR
Texas(10/21/2020)
RR
Virginia(1/10/2001)
IAR
Virginia(12/15/2015)
RR
Washington(8/16/2024)
RR
West Virginia(2/11/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
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Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
