Lia B. Goff
Professional summary
Lia Bettenhausen Goff, who also goes by Lia Marie Bettenhausen, is a registered financial professional currently at &PARTNERS located in Nashville, Tennessee and ALERA SECURITIES LLC located in Deerfield, Illinois.
Lia is registered as a RR (Registered Representative) and started their career in finance in 2001. Lia has worked at 7 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lia Bettenhausen Goff's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 16, 2023 - Present
&PARTNERS
Office #1: 40 Burton Hills Blvd. Suite 350, Nashville, TN 37215July 18, 2025 - Present
ALERA SECURITIES LLC
Office #1: Three Parkway North Suite 500, Deerfield, IL 60015June 7, 2010 - February 19, 2013
CAPITOL SECURITIES & ASSOCIATES, INC.
July 31, 2008 - March 17, 2023
CAPITOL SECURITIES MANAGEMENT, INC.
September 7, 2007 - August 27, 2008
FIRST CLEARING, LLC
December 10, 2004 - April 7, 2005
WELLS FARGO CLEARING SERVICES, LLC
December 10, 2004 - August 27, 2008
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 11, 2001 - April 7, 2005
FIRST CLEARING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ALERA SECURITIES LLC
CRD#: 335132 / SEC#: , 8-71359
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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