Larry C. Houchin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Carl Houchin was a registered financial advisor .
Larry is a previously registered financial advisor and started their career in finance in 1972. Larry had worked at 9 firms and has passed the Series 65, Series 63, Series 5, Series 1, Series 4, Series 40 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 1997 - January 4, 2011
MARINER WEALTH ADVISORS
May 13, 1997 - December 31, 2007
HOUCHIN, ADAMSON, L.L.C
May 26, 1987 - October 3, 1997
HILLTOP SECURITIES INC.
June 13, 1983 - April 15, 1987
IRWIN SECURITIES CORPORATION
August 19, 1980 - May 28, 1987
HOUCHIN, ADAMSON & CO., INC.
July 8, 1980 - October 17, 1980
HILLTOP SECURITIES INC.
June 27, 1978 - June 27, 1980
CITIGROUP GLOBAL MARKETS INC.
November 3, 1976 - August 13, 1978
WHITE, WELD & CO. INCORPORATED
September 20, 1976 - December 17, 1976
BACHE & CO.
October 4, 1972 - August 27, 1976
BACHE & CO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/6/1981
Interest Rate Options ExaminationSeries 1
Date: 10/2/1972
Registered Representative ExaminationSeries 40
Date: 9/16/1976
Registered Principal ExaminationSeries 12
Date: 8/13/1976
NYSE Branch Manager ExaminationCurrent Firm
MARINER WEALTH ADVISORS
CRD#: 107355 / SEC#: 801-51988
Contact information
Red Flags
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