Alison M. Gallagher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alison Mary Gallagher, who also goes by Alison Mary Reis, Alison Mary Spaeth, Alison Spaeth, was a registered financial professional .
Alison is a previously registered financial professional and started their career in finance in 1994. Alison had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 1994 - February 10, 2016
GVR INVESTMENT MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
GVR INVESTMENT MANAGEMENT, INC.
CRD#: 106365 / SEC#: 801-20825
Contact information
Regulatory assets under management
| Total Number of Accounts | 41 |
| AUM (Assets Under Management) | $ 35,727,957 |
Red Flags
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