Michael G. Olah
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Gregory Olah, who also goes by Michael Gregory Olah, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2001 - October 31, 2002
BOFA DISTRIBUTORS, INC.
July 29, 1999 - February 1, 2000
CITADEL TRADING GROUP L.L.C.
September 22, 1998 - March 20, 1999
BNP PARIBAS PRIME BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOFA DISTRIBUTORS, INC.
CRD#: 30683 / SEC#: , 8-44998
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Civil Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
