John R. Hosty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Robert Hosty, who also goes by Jack Hosty, John R Hosty, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1969. John had worked at 7 firms and has passed the Series 63, Series 7, Series 1, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 1998 - January 29, 1999
PETERS SECURITIES CO., LP
August 15, 1994 - May 16, 1997
THE THIRD MARKET CORP.
October 25, 1993 - October 30, 1993
BIRKELBACH INVESTMENT SECURITIES, INC.
February 26, 1988 - February 8, 1990
LASHCO, INC.
November 22, 1977 - March 12, 1981
LEHMAN BROTHERS INC.
November 17, 1976 - November 22, 1977
SHEARSON HAYDEN STONE INC.
December 22, 1969 - November 17, 1976
LAMSON BROS. & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/9/1957
Registered Representative ExaminationSeries 40
Date: 2/5/1969
Registered Principal ExaminationCurrent Firm
PETERS SECURITIES CO., LP
CRD#: 15970 / SEC#: , 8-33004
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
