Charles J. Kane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Joseph Kane JR, who also goes by Charlie Kane Jr, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1994. Charles had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2008 - June 13, 2018
TSG CAPITAL ADVISORS
October 24, 2003 - June 26, 2006
WINEBRENNER CAPITAL PARTNERS, LLC
January 25, 2002 - July 18, 2003
POINTE ATLANTIC, INC
September 18, 1997 - July 6, 2000
COMMONFUND SECURITIES, INC.
July 22, 1994 - September 18, 1997
ENDOWMENT ADVISERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TSG CAPITAL ADVISORS
CRD#: 147509 / SEC#: , 8-67910
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
