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Michael Duncan Dashiff

INTREPID INVESTMENT BANKERS
Nashville, TN
·CRD# 2507081·31 years experience

Professional Summary

Michael Duncan Dashiff, who also goes by Duncan Dashiff, is a registered financial advisor currently at INTREPID INVESTMENT BANKERS LLC located in Nashville, Tennessee. Michael is registered as a RR (Registered Representative) and started their career in finance in 1995. Michael has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Duncan Dashiff

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

INTREPID INVESTMENT BANKERS LLC·CRD# 154801
BD
One Belle Meade Place, Suite 403 4400 Harding Pike, Nashville, TN 37205
April 21, 2025 - Present
ROW ASSOCIATES, LLC·CRD# 309073
BD
Nashville, TN
September 10, 2020 - June 11, 2025
CANACCORD GENUITY LLC·CRD# 1020
BD
Nashville, TN
February 15, 2017 - March 25, 2020
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
BD
Nashville, TN
September 29, 2008 - December 13, 2011
TRUIST SECURITIES, INC.·CRD# 6271
BD
Nashville, TN
July 12, 2006 - July 23, 2008
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
Nashville, TN
April 20, 2001 - June 29, 2006
TRUIST SECURITIES, INC.·CRD# 6271
BD
Atlanta, GA
March 18, 1997 - April 16, 2001
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
August 21, 1995 - June 28, 1996

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Current Firm

II
INTREPID INVESTMENT BANKERS LLC

INTREPID INVESTMENT BANKERS LLC | INTREPID MERCHANT BANKERS, LLC

CRD#: 154801 / SEC#: 8-68674
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

11755 Wilshire Blvd., Suite 2150 And 2200, Los Angeles, CA 90025

Mailing Address

11755 Wilshire Blvd., Suite 2150 And 2200, Los Angeles, CA 90025

Phone Number

(310) 478-9000

Established

Delaware since 04/28/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (10 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MUFG AMERICAS HOLDINGS CORPORATIONDIRECT OWNER—
AULETTA, CHRISTOPHER THOMASCHIEF COMPLIANCE OFFICER4779644
BAGDASARIAN, EDUARDCEO1307175
FREEDMAN, JAMES BARRYMANAGING DIRECTOR, CHAIRMAN1616904
MILKMAN, PAUL DAVIDCHIEF INFORMATION SECURITY OFFICER1564708
MORIN, STACEY LYNNCHIEF FINANCIAL OFFICER5649422
ROSENBERG, W MICHAELSENIOR MANAGING DIRECTOR1617639

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(4/21/2025)
RR
Tennessee
(1/29/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2017About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Feb 2017About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Aug 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2020About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Duncan Dashiff's CRS (Customer Relationship Summary).

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