Monica Cervantes
Professional summary
Monica Cervantes, who also goes by Monica Gutierrez, Monica Gutierrez Hall, Monica Hall, is a registered financial professional currently at COREBRIDGE CAPITAL SERVICES, INC. located in Houston, Texas.
Monica is registered as a RR (Registered Representative) and started their career in finance in 2001. Monica has worked at 4 firms and has passed the SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Monica Cervantes's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2014 - Present
COREBRIDGE CAPITAL SERVICES, INC.
Office #1: 2929 Allen Parkway, Houston, TX 77019July 23, 2008 - September 19, 2014
VALIC FINANCIAL ADVISORS, INC.
February 2, 2005 - January 24, 2008
VALIC FINANCIAL ADVISORS, INC.
July 16, 2004 - February 2, 2005
AMERICAN GENERAL DISTRIBUTORS, INC.
July 10, 2001 - February 14, 2003
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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