Roberto A. Mangiarano
Professional summary
Roberto Arnoldo Mangiarano was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Roberto is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Roberto had worked at 4 firms, which includes STOCKTON EQUITIES GROUP, PRESTON LANGLEY ASSET MANAGEMENT INC., FIRST UNITED EQUITIES CORPORATION, STRATTON OAKMONT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 1998 - March 23, 2001
STOCKTON EQUITIES GROUP
June 2, 1997 - March 15, 1998
PRESTON LANGLEY ASSET MANAGEMENT, INC.
March 28, 1995 - April 16, 1997
FIRST UNITED EQUITIES CORPORATION
October 21, 1994 - March 28, 1995
STRATTON OAKMONT INC.
State Registrations and Notice Filings
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Exams
Current Firm
STOCKTON EQUITIES GROUP
CRD#: 18262 / SEC#: , 8-35936
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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