Beverly Ann Bowen
Professional Summary
Beverly Ann Bowen is a registered financial advisor currently at BARRETT & COMPANY located in Providence, Rhode Island. Beverly is registered as a RR (Registered Representative) and started their career in finance in 2012. Beverly has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
Current
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Current Firm
BARRETT & COMPANY | THE FOUR SQUARE METHOD | SAVILLE, WILSON G. | BARRETT & COMPANY, INC.
Contact Information
Main Address
42 Weybosset St, Providence, RI 02903-2855Mailing Address
The Wilcox Building 42 Weybosset Street, Providence, RI 02903Phone Number
(401) 351-1000Established
Rhode Island since 01/01/1992Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
7SEC notice filing (14 States and Territories)
Registered to provide investment advisory services in 14 US states and territories.
FINRA licenses (19 States and Territories)
Registered to provide investment advisory services in 14 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAVILLE, WILSON GORDON II | PRESIDENT,SECRETARY,CHIEF COMPLIANCE OFFICER, & CHIEF FINANCIAL OFFICER | 1406756 |
Regulatory Assets Under Management
Total Number of Accounts
1,091AUM (Assets Under Management)
$529,683,081Disclosures
Regulatory Event
14Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
BARRETT & COMPANY | THE FOUR SQUARE METHOD | SAVILLE, WILSON G. | BARRETT & COMPANY, INC.
State Registrations and Notice Filings
(2/18/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Beverly Ann Bowen's CRS (Customer Relationship Summary).
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