Geoffrey T. Boisi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geoffrey Thomas Boisi was a registered financial professional .
Geoffrey is a previously registered financial professional and started their career in finance in 1974. Geoffrey had worked at 4 firms and has passed the SIE, Series 41, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2007 - December 31, 2019
ROUNDTABLE CAPITAL SERVICES LLC
August 15, 2000 - January 14, 2003
J.P. MORGAN SECURITIES INC.
November 7, 1994 - August 15, 2000
THE BEACON GROUP CAPITAL SERVICES, L.L.C.
July 2, 1974 - February 11, 1993
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 41
Date: 5/31/1979
NYSE Allied Member ExaminationSeries 1
Date: 6/27/1974
Registered Representative ExaminationCurrent Firm
ROUNDTABLE CAPITAL SERVICES LLC
CRD#: 142784 / SEC#: , 8-67487
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
