Thomson C. Murray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomson Cochran Murray JR, who also goes by Thomson Murray, Tom Murray, was a registered financial professional .
Thomson is a previously registered financial professional and started their career in finance in 1995. Thomson had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2014 - July 20, 2015
GEORGE K. BAUM & COMPANY
March 17, 2011 - February 27, 2014
ADVISORS ASSET MANAGEMENT, INC.
June 10, 2010 - March 24, 2011
ROBERT W. BAIRD & CO. INCORPORATED
December 9, 2008 - June 15, 2010
COHEN & COMPANY SECURITIES, LLC
April 5, 1995 - September 17, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
GEORGE K. BAUM & COMPANY
CRD#: 36354 / SEC#: , 8-47195
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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