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CH

Christopher P. Hanna

INVEX.
Coral Gables, FL 33134
Some features on this profile are disabled
CRD#: 2506153
CH

Professional summary


Christopher Patrick Hanna, who also goes by Chris Hanna, is a registered financial professional currently at INVEX, LLC. located in Coral Gables, Florida.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Chris Hanna

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christopher Patrick Hanna's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 15, 2015 - Present

INVEX, LLC.

Office #1: 2 Alhambra Plaza Suite Ph Ii, Coral Gables, FL 33134
BD
CRD#: 30032
Coral Gables, FL
Past

November 30, 2012 - May 13, 2015

NORTHEAST SECURITIES, LLC

BD
CRD#: 25996
MIAMI, FL
Past

November 2, 2011 - January 2, 2013

TCT SECURITIES & DERIVATIVES, LLC

BD
CRD#: 149679
MIAMI, FL
Past

April 13, 2011 - November 2, 2011

PERSHING LLC

BD
CRD#: 7560
BOCA RATON, FL
Past

September 4, 2009 - April 21, 2011

STATETRUST INVESTMENTS INC.

BD
CRD#: 104651
BOCA RATON, FL
Past

January 6, 2006 - August 26, 2009

EFG CAPITAL INTERNATIONAL

BD
CRD#: 40118
MIAMI, FL
Past

October 24, 2001 - June 11, 2002

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
MIAMI, FL
Past

October 23, 2001 - June 11, 2002

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

June 28, 2000 - January 18, 2001

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

January 2, 2000 - June 9, 2000

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(6/1/2015)
RR
New York
(5/15/2015)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/23/2006
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


IL
INVEX, LLC.
INVEX, INC. | INVEX, LLC.

CRD#: 30032 / SEC#: , 8-44695

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
2 Alhambra Plaza Suite Ph Ii, Coral Gables, FL 33134
Mailing Address
2 Alhambra Plaza Suite Ph Ii, Coral Gables, FL 33134
Phone number
(786) 425-1717
Established
Delaware since 05/24/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
INVEX HOLDINGS, INC.OWNER
BARRIENTOS SERRANO, CARLOSCHIEF COMPLIANCE OFFICER4520476
REYES RETANA HIGUERA, GERARDOCOMPLIANCE OFFICER2433345
REYESRETANA, GERARDOPRESIDENT/SECRETARY2433345

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INVEX, LLC.

CRD#: 30032Coral Gables, FL 33134

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