Gerald A. Horwitz
Professional summary
Gerald A Horwitz, who also goes by Gerald Allen Horwitz, is a registered financial advisor currently at E. A. HORWITZ LLC located in Weston, Florida.
Gerald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Gerald has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 55, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gerald A Horwitz's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2013 - Present
E. A. HORWITZ LLC
October 20, 2023 - December 31, 2023
LASALLE ST SECURITIES, L.L.C.
May 1, 2013 - September 23, 2023
WESTERN INTERNATIONAL SECURITIES, INC.
June 14, 1988 - March 28, 2013
INSIGHT SECURITIES, INC.
February 23, 1971 - May 2, 2013
INSIGHT SECURITIES, INC.
August 10, 1970 - April 27, 1971
THOMSON MCKINNON SECURITIES INC.
Primary Firm SEC Registration
E. A. HORWITZ LLC
CRD#: 165561 / SEC#: 801-77366
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/15/2013)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 55
Date: 3/6/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 10/12/1959
Registered Representative ExaminationSeries 40
Date: 7/12/1967
Registered Principal ExaminationCurrent Firm
E. A. HORWITZ LLC
CRD#: 165561 / SEC#: 801-77366
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 369 |
| AUM (Assets Under Management) | $ 221,419,170 |
Red Flags
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