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KB

Kathleen M. Burke

SNOWBRIDGE SECURITIES LLC
Palm Beach Gardens, FL 33410
Some features on this profile are disabled
CRD#: 2506114
KB

Professional summary

Kathleen Marie Burke is a registered financial professional currently at SNOWBRIDGE SECURITIES LLC located in Palm Beach Gardens, Florida.

Kathleen is registered as a RR (Registered Representative) and started their career in finance in 1994. Kathleen has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kathleen Marie Burke's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 9, 2019 - Present

SNOWBRIDGE SECURITIES LLC

Office #1: 3801 Pga Blvd Suite 600, Palm Beach Gardens, FL 33410
BD
CRD#: 301996
Palm Beach Gardens, FL
Past

January 19, 2017 - March 3, 2017

CRITO CAPITAL LLC

BD
CRD#: 161724
WESTPORT, CT
Past

March 11, 2016 - September 10, 2019

DC ADVISORY

BD
CRD#: 129919
NEW YORK, NY
Past

August 6, 2013 - February 11, 2016

CRITO CAPITAL LLC

BD
CRD#: 161724
NEW YORK, NY
Past

September 24, 2010 - May 13, 2013

STONEX FINANCIAL INC.

BD
CRD#: 45993
NEW YORK, NY
Past

June 23, 2010 - September 30, 2010

PROVIDENT INTERNATIONAL SECURITIES, INC.

BD
CRD#: 103834
NEW YORK, NY
Past

July 17, 2009 - August 4, 2010

BROCK SECURITIES LLC

BD
CRD#: 122156
NEW YORK, NY
Past

October 10, 2001 - May 29, 2007

ROTHSCHILD & CO US INC.

BD
CRD#: 2910
NEW YORK, NY
Past

November 3, 2000 - July 10, 2001

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

July 28, 1994 - July 10, 2001

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/1/2020)
RR
Colorado
(7/21/2020)
RR
Kansas
(8/5/2020)
RR
Montana
(8/19/2020)
RR
New York
(4/9/2020)
RR
Oklahoma
(6/25/2020)
RR
Oregon
(8/25/2020)
RR
Texas
(7/15/2020)
RR
Utah
(8/26/2020)
RR
Washington
(7/9/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 11/12/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/16/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/28/1999
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SNOWBRIDGE SECURITIES LLC
ROUNDHOUSE SECURITIES LLC | SNOWBRIDGE SECURITIES LLC

CRD#: 301996 / SEC#: , 8-70363

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
3801 Pga Boulevard Suite 600, Palm Beach Gardens, FL 33410
Mailing Address
3801 Pga Boulevard Suite 600, Palm Beach Gardens, FL 33410
Phone number
(212) 433-3904
Established
Delaware since 08/25/2021
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (34 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SNOWBRIDGE HOLDINGS LLCOWNER
PRINCE, TRISHA ANNECCO2941980
SCHROEDER, MARK JAMESCEO1969149
SIPINICK, KATHY EFREMFINOP3248100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SNOWBRIDGE SECURITIES LLC

CRD#: 301996Palm Beach Gardens, FL 33410

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