Timothy J. Ulfig

CHERRY CREEK FAMILY OFFICES

Denver, CO 80206

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CRD#: 2506011

Professional summary

Timothy Joel Ulfig is a registered financial advisor currently at CHERRY CREEK FAMILY OFFICES located in Denver, Colorado.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Timothy has worked at 7 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TIMOTHY J. ULFIG IS A PARTNER IN A REAL ESTATE LLC. ESTABLISHED IN 1997. THE PARTNERS OWN INCOME PRODUCING PROPERTIES IN THE LLC. THIS IS NOT CONSIDERED TO BE "INVESTMENT RELATED" BUSINESS. MR. ULFIG'S TIME COMMITMENT TO THIS BUSINESS CONSISTS OF APPROXIMATELY TWO HOURS/QUARTER TO REVIEW CURRENT REAL ESTATE HOLDINGS OF THE PARTNERSHIP.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Joel Ulfig's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2011 - Present

CHERRY CREEK FAMILY OFFICES

Office #1: 210 University Blvd Suite 650, Denver, CO 80206

RIA

CRD#: 156310

Denver, CO

Past

April 21, 2009 - November 15, 2010

GFO ADVISORY SERVICES, LLC

RIA

CRD#: 109278

DENVER, CO

Past

July 29, 2008 - July 7, 2009

EPIC CAPITAL LLC

RIA

CRD#: 147522

DENVER, CO

Past

July 11, 2007 - November 29, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WEEHAWKEN, NJ

Past

October 10, 2006 - November 29, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 7, 2005 - September 22, 2006

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

April 29, 2005 - August 31, 2005

AMERICA NORTHCOAST SECURITIES, INC.

CRD#: 16076

CLEVELAND, OH

Past

November 25, 2002 - May 5, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

DENVER, CO

Past

September 3, 1999 - May 5, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

July 21, 1994 - September 16, 1999

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHERRY CREEK FAMILY OFFICES

CHERRY CREEK FAMILY OFFICES | TC CAPITAL MANAGEMENT, LLC | CHERRY CREEK FAMILY OFFICES, LLC

CRD#: 156310 / SEC#: 801-72210

RIA

Registered Investment Advisory firm - (5/4/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/4/2011)

IAR

Texas
(5/5/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/19/2007

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/3/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/29/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/20/1994

General Securities Representative Examination

Current Firm

CHERRY CREEK FAMILY OFFICES

CHERRY CREEK FAMILY OFFICES | TC CAPITAL MANAGEMENT, LLC | CHERRY CREEK FAMILY OFFICES, LLC

CRD#: 156310 / SEC#: 801-72210

RIA

Registered Investment Advisory firm - (5/4/2011 Approved)

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Contact information

Main Address

210 University Blvd Suite 650, Denver, CO 80206

Mailing Address

Phone number

(303) 862-9550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/27/2025)

Regulatory assets under management

Total Number of Accounts	1,254
AUM (Assets Under Management)	$ 1,734,705,793

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/26/2024	Cover Page	Report
11/22/2023	Cover Page	Report
01/30/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy J. Ulfig

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Joel Ulfig's CRS (Customer Relationship Summary).

Certified licenses

Experience

GFO ADVISORY SERVICES, LLC

EPIC CAPITAL LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

PIPER SANDLER & CO.

AMERICA NORTHCOAST SECURITIES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

PIPER SANDLER & CO.

Primary Firm SEC Registration

CHERRY CREEK FAMILY OFFICES

State Registrations and Notice Filings

Exams

Series 66

Date: 1/19/2007

Series 65

Date: 8/3/1994

Series 63

Date: 7/29/1994

Series 7

Date: 7/20/1994

Current Firm

CHERRY CREEK FAMILY OFFICES

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CHERRY CREEK FAMILY OFFICES

TRUST BUT VERIFY

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