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Salvatore John Fabrizio

CRD# 2505827·Registered 1996 - 2002
Previously Registered: Being a previously registered professional could mean that Salvatore is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Salvatore John Fabrizio, who also goes by Salvatore J Fabrizio, was a registered financial advisor. Salvatore was a previously registered financial professional and started their career in finance 1996 - 2002. Salvatore had worked at 9 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Salvatore J Fabrizio

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

INDIANAPOLIS SECURITIES, INC.·CRD# 10399
BD
Valley Stream, NY
April 23, 2002 - May 13, 2002
WINDSOR STREET CAPITAL, LP·CRD# 34171
BD
New York, NY
April 24, 2001 - March 15, 2002
LH ROSS & COMPANY, INC.·CRD# 37920
BD
Boca Raton, FL
June 21, 2000 - April 25, 2001
ARJENT LTD.·CRD# 35909
BD
New York, NY
September 24, 1999 - October 6, 1999
ARJENT LTD.·CRD# 35909
BD
New York, NY
May 5, 1999 - August 24, 1999
AMERICAN INVESTMENT SERVICES, INC.·CRD# 21111
BD
Oklahoma City, OK
February 26, 1999 - March 3, 1999
J. P. GIBBONS & CO., INC.·CRD# 38850
BD
New York, NY
September 8, 1998 - October 14, 1998
ITRADEDIRECT.COM CORP·CRD# 18281
BD
Boca Raton, FL
May 15, 1998 - July 22, 1998
BRIARWOOD INVESTMENT COUNSEL·CRD# 6368
BD
New York, NY
October 6, 1997 - March 9, 1998
JOSEPH STEVENS & CO., INC.·CRD# 35459
BD
Brooklyn, NY
April 11, 1996 - September 24, 1997

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Current Firm

IS
INDIANAPOLIS SECURITIES, INC.

DPP SECURITIES | INDIANAPOLIS SECURITIES, INC. | INDIANAPOLIS SECURITIES

CRD#: 10399 / SEC#: 8-27117
BD
Cancelled by SEC on 05/09/2008

Contact Information

Established

Indiana since 06/04/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DISCOVERY CAPITAL, INC.SHAREHOLDER—
MARTE, RAFAEL LUISFINOP4304158
TELFER, JOHN DAVIDPRESIDENT/SROP/CROP/1099745

Disclosures

Regulatory Event

5

Civil Event

1

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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