Salvatore J. Fabrizio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salvatore John Fabrizio, who also goes by Salvatore J Fabrizio, was a registered financial professional .
Salvatore is a previously registered financial professional and started their career in finance in 1996. Salvatore had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2002 - May 13, 2002
INDIANAPOLIS SECURITIES, INC.
April 24, 2001 - March 15, 2002
WINDSOR STREET CAPITAL, LP
June 21, 2000 - April 25, 2001
LH ROSS & COMPANY, INC.
September 24, 1999 - October 6, 1999
ARJENT LTD.
May 5, 1999 - August 24, 1999
ARJENT LTD.
February 26, 1999 - March 3, 1999
AMERICAN INVESTMENT SERVICES, INC.
September 8, 1998 - October 14, 1998
J. P. GIBBONS & CO., INC.
May 15, 1998 - July 22, 1998
ITRADEDIRECT.COM CORP
October 6, 1997 - March 9, 1998
BRIARWOOD INVESTMENT COUNSEL
April 11, 1996 - September 24, 1997
JOSEPH STEVENS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INDIANAPOLIS SECURITIES, INC.
CRD#: 10399 / SEC#: , 8-27117
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
| Arbitration | 2 |
Red Flags
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