Eugene D. Freeman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Douglas Freeman, who also goes by Gene Freeman, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1994. Eugene had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2015 - September 1, 2015
ALLSTATE FINANCIAL ADVISORS, LLC
January 23, 2015 - September 1, 2015
ALLSTATE FINANCIAL SERVICES, LLC
January 14, 2010 - December 31, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 16, 1997 - December 31, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 27, 1995 - September 16, 1997
SECURITIES AMERICA, INC.
September 27, 1994 - February 28, 1995
RELIASTAR FINANCIAL MARKETING CORP.
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
