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Marshall Ramsey Horton Jr

CRD# 250546·Registered 1966 - 2004
Barred: Marshall Ramsey Horton JR was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Marshall Ramsey Horton JR, who also goes by Ramsey Horton, was a registered financial advisor. Marshall was a previously registered financial professional and started their career in finance 1966 - 2004. Marshall had worked at 11 firms and has passed the Series 63, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ramsey Horton

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

60 years in the financial services industry

Current & Past Employments

AMERICAN CLASSIC SECURITIES, INC.·CRD# 25399
BD
Ponte Vedra, FL
January 28, 2003 - September 13, 2004
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
El Segundo, CA
July 25, 2002 - October 16, 2002
RICHMARK CAPITAL CORPORATION·CRD# 43162
BD
Irving, TX
May 7, 2002 - July 2, 2002
M G SECURITIES GROUP, INC.·CRD# 42991
BD
Dallas, TX
May 25, 2001 - December 31, 2001
THE INVESTMENT CENTER, INC.·CRD# 17839
BD
Bedminster, NJ
March 8, 1991 - May 20, 1999
WACHOVIA SECURITIES, INC.·CRD# 431
BD
October 14, 1988 - February 14, 1989
JOHNSON, LANE, SPACE, SMITH & CO., INC.·CRD# 472
BD
February 29, 1988 - October 14, 1988
SNIDER-LUND SECURITIES, INC.·CRD# 6734
BD
March 24, 1977 - October 22, 1986
BACHE HALSEY STUART INC.·CRD# 7238
BD
August 27, 1976 - February 6, 1977
BACHE & CO INCORPORATED·CRD# 7058
BD
February 27, 1976 - August 27, 1976
BACHE & CO., INCORPORATED·CRD# 66
BD
October 25, 1966 - February 27, 1976

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Current Firm

AC
AMERICAN CLASSIC SECURITIES, INC.

AMERICAN CLASSIC SECURITIES, INC. | JENKINS & YEROS, INC.

CRD#: 25399 / SEC#: 8-41890
BD
Terminated by SEC on 01/01/2011

Contact Information

Established

Florida since 05/04/1998

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AGENT INVESTORS HOLDING COMPANYPARENT COMPANY—
LEE, PETER RANKINPRESIDENT, CCO, DIRECTOR502826
POLICASTRO, GERALDDIRECTOR-CHAIRMAN, CEO—
RUSSELL, JOYCE KELLEYSECRETARY—
SIELICKI, RICHARD FRANCISEXECUTIVE VP, CFO, DIRECTOR1654985

Disclosures

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1987About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Oct 1966

Series 24 — General Securities Principal Examination

Passed Oct 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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