Marshall R. Horton
Professional summary
Marshall Ramsey Horton JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Marshall is a previously registered financial professional and started their career in finance in 1966. Prior to being barred, Marshall had worked at 11 firms, which includes AMERICAN CLASSIC SECURITIES INC., WALNUT STREET SECURITIES INC., RICHMARK CAPITAL CORPORATION, M G SECURITIES GROUP INC., THE INVESTMENT CENTER INC., WACHOVIA SECURITIES INC., JOHNSON LANE SPACE SMITH & CO. INC., SNIDER-LUND SECURITIES INC., BACHE HALSEY STUART INC., BACHE & CO INCORPORATED, BACHE & CO. INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2003 - September 13, 2004
AMERICAN CLASSIC SECURITIES, INC.
July 25, 2002 - October 16, 2002
WALNUT STREET SECURITIES, INC.
May 7, 2002 - July 2, 2002
RICHMARK CAPITAL CORPORATION
May 25, 2001 - December 31, 2001
M G SECURITIES GROUP, INC.
March 8, 1991 - May 20, 1999
THE INVESTMENT CENTER, INC.
October 14, 1988 - February 14, 1989
WACHOVIA SECURITIES, INC.
February 29, 1988 - October 14, 1988
JOHNSON, LANE, SPACE, SMITH & CO., INC.
March 24, 1977 - October 22, 1986
SNIDER-LUND SECURITIES, INC.
August 27, 1976 - February 6, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
October 25, 1966 - February 27, 1976
BACHE & CO., INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 10/24/1966
Registered Representative ExaminationCurrent Firm
AMERICAN CLASSIC SECURITIES, INC.
CRD#: 25399 / SEC#: , 8-41890
Contact information
Documents
Disclosures
| Arbitration | 1 |
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