CD
Christopher A. Douglass
STAGE 2 PLANNING PARTNERS LLC
S Burlington, VT 05403
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CRD#: 2505358
CD
Professional summary
Christopher Alan Douglass, ChFC®, CLU® is a registered financial advisor currently at STAGE 2 PLANNING PARTNERS LLC located in S Burlington, Vermont.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Christopher has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Estate of Terrence and Theresa Daly Investment Related: No Address: 335 Falmouth Woods Road East Falmouth MA 02536 Nature of Business: Other Other/None of the Above When my aunt and uncle have passed away, I will oversee the distribution of their estate to their children. Position, Title or Relationship: Other,Executor Start Date: 1/1/2011 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Oversee the distribution of the estate. Business Name: Highland Village Homeowners Association Investment Related: No Address: PO Box 1201 Williston VT 05495 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Other,Officer Start Date: 8/12/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I facilitate board meetings, work with other board members and a property management company to manage association business. Business Name: Insurance agent; Investment Related: Yes; Address: 1233 Shelburne Road E6 S. Burlington VT 05403 Nature of Business: insurance Position, Title or Relationship: selling insurance; Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: meet with insurance clients Business Name: C.A. Douglass Financial Services, Inc Investment Related: No; Address: 1233 Shelburne Road Ste. E6 South Burlington VT 05403 Nature of Business: S Corporation that all my Insurance and other Financial Services business revenue flows through. Position, Title or Relationship: None. Start Date: 6/1/2004; Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: S Corporation that all my Financial Services business revenue flows through.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Alan Douglass's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 3, 2023 - Present
STAGE 2 PLANNING PARTNERS LLC
Office #1: 1233 Shelburne Rd E6, S Burlington, VT 05403RIA
CRD#: 323281
S Burlington, VT
Past
September 28, 2016 - April 13, 2023
STAGE 2 PLANNING PARTNERS
RIA
CRD#: 284590
SOUTH BURLINGTON, VT
Past
April 21, 2016 - September 28, 2016
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
SOUTH BURLINGTON, VT
Past
May 28, 2002 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
SOUTH BURLINGTON, VT
Past
May 6, 2002 - September 28, 2016
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
SOUTH BURLINGTON, VT
Past
September 12, 1994 - May 9, 2002
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
September 12, 1994 - May 9, 2002
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/17/2023)
IAR
New York(1/4/2023)
IAR
Vermont(1/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
S2
STAGE 2 PLANNING PARTNERS LLC
STAGE 2 PLANNING PARTNERS LLC
CRD#: 323281 / SEC#:
Florida
Registered Investment Advisory firm - (3/17/2023 Approved)New York
Registered Investment Advisory firm - (1/4/2023 Approved)Texas
Registered Investment Advisory firm - (9/20/2022 Conditional Restricted)Vermont
Registered Investment Advisory firm - (1/1/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1233 Shelburne Rd E6, S Burlington, VT 05403
Mailing Address
Phone number
(802) 846-1264
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 250 |
| AUM (Assets Under Management) | $ 99,405,560 |
Red Flags
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Company Information
STAGE 2 PLANNING PARTNERS LLC
CRD#: 323281S Burlington, VT 05403TRUST BUT VERIFY
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Contact information
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