Ronald C. Hudspeth

YOSEMITE CAPITAL MANAGEMENT

NEWPORT BEACH, CA 92660

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CRD#: 2504896

Professional summary

Ronald Craig Hudspeth, who also goes by Craig Hudspeth, is a registered financial advisor currently at YOSEMITE CAPITAL MANAGEMENT located in Newport Beach, California and CW ADVISORS, LLC located in Oxnard, California.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Ronald has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

Craig Hudspeth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed insurance agent; Not investment-related; Oxnard, CA, 93035; Insurance sales; Implementation of insurance recommendations; 5 hours per month, 0 during trading hours; Licensed insurance agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Craig Hudspeth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 30, 2019 - Present

YOSEMITE CAPITAL MANAGEMENT

Office #1: 5120 Birch Street Suite 100, Newport Beach, CA 92660

RIA

CRD#: 124298

NEWPORT BEACH, CA

Current

September 15, 2026 - Present

CW ADVISORS, LLC

RIA

CRD#: 310873

OXNARD, CA

Past

June 24, 2016 - April 24, 2019

MORGAN STANLEY

RIA

CRD#: 149777

SHERMAN OAKS, CA

Past

June 24, 2016 - April 24, 2019

MORGAN STANLEY

CRD#: 149777

SHERMAN OAKS, CA

Past

June 1, 2010 - April 25, 2016

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

GLENDALE, CA

Past

May 28, 2010 - April 25, 2016

CHARLES SCHWAB & CO., INC.

CRD#: 5393

GLENDALE, CA

Past

August 9, 2005 - May 24, 2010

YOSEMITE CAPITAL MANAGEMENT

RIA

CRD#: 124298

TUSTIN, CA

Past

June 14, 2004 - June 14, 2010

SYNDICATED CAPITAL, INC.

CRD#: 29037

BREA, CA

Past

January 12, 2000 - June 16, 2004

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

May 8, 1999 - December 21, 1999

TRANSAMERICA SECURITIES SALES CORPORATION

CRD#: 17970

LOS ANGELES, CA

Past

June 5, 1998 - March 31, 1999

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

July 15, 1997 - February 12, 1998

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

April 29, 1996 - July 15, 1997

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

October 4, 1994 - December 7, 1995

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

CRD#: 14229

NORTHRIDGE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CW ADVISORS, LLC

CONGRESS WEALTH MANAGEMENT LLC | CW ADVISORS, LLC

CRD#: 310873 / SEC#: 801-119667

RIA

Registered Investment Advisory firm - (10/21/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/30/2019)

IAR

Texas
(11/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 65

Status Unavailable

Passed: 2/28/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 9/12/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 1/17/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Status Unavailable

Passed: 10/3/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CW ADVISORS, LLC

CONGRESS WEALTH MANAGEMENT LLC | CW ADVISORS, LLC

CRD#: 310873 / SEC#: 801-119667

RIA

Registered Investment Advisory firm - (10/21/2020 Approved)

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Contact information

Main Address

155 Seaport Blvd 3rd Floor, Boston, MA 02210

Mailing Address

Phone number

(617) 428-7600

Established

Firm type

Fiscal year end

# of Employees

152

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CW ADVISORS ADV PART 2A (8/26/2026)

CW ADVISORS WRAP FEE PROGRAM (3/31/2026)

Regulatory assets under management

Total Number of Accounts	23,756
AUM (Assets Under Management)	$ 15,224,527,279

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/22/2026	Cover Page	Report
10/23/2025	Cover Page	Report
07/02/2024	Cover Page	Report
09/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Ronald C. Hudspeth

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Craig Hudspeth's CRS (Customer Relationship Summary).

Certified licenses

Experience

CW ADVISORS, LLC

MORGAN STANLEY

MORGAN STANLEY

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

YOSEMITE CAPITAL MANAGEMENT

SYNDICATED CAPITAL, INC.

SUNAMERICA SECURITIES, INC.

TRANSAMERICA SECURITIES SALES CORPORATION

WOODBURY FINANCIAL SERVICES, INC.

COREBRIDGE CAPITAL SERVICES, INC.

SUNAMERICA SECURITIES, INC.

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

Primary Firm SEC Registration

CW ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Passed: 2/28/2000

Series 63

Passed: 9/12/1994

SIE

Passed: 10/1/2018

Series 7

Passed: 1/17/2001

Series 6

Passed: 10/3/1994

Current Firm

CW ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CW ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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