Daniel P. Depalma
Professional summary
Daniel Paul Depalma is a registered financial professional currently at MURIEL SIEBERT & CO., LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1994. Daniel has worked at 16 firms and has passed the Series 63, Series 65, Series 99TO, Series 87, Series 6, Series 55, Series 7, Series 53, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Paul Depalma's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2024 - Present
MURIEL SIEBERT & CO., LLC
Office #1: 300 Vesey Street 5th Floor, New York, NY, 10282November 17, 2021 - September 10, 2024
LIFESCI CAPITAL
September 2, 2016 - March 6, 2017
RODMAN & RENSHAW, LLC
February 24, 2016 - May 17, 2016
BBVA SECURITIES INC.
January 8, 2015 - February 24, 2016
JEFFERIES LLC
August 9, 2013 - January 7, 2015
MLV & CO. LLC
March 1, 2011 - August 7, 2013
MLV & CO. LLC
June 3, 2010 - November 1, 2010
CARR SECURITIES CORPORATION
February 11, 2010 - May 26, 2010
WESTON INTERNATIONAL CAPITAL MARKETS LLC
October 27, 2009 - January 5, 2010
BROOKSTONE SECURITIES, INC.
October 12, 2009 - October 30, 2009
SANDGRAIN SECURITIES LLC
May 11, 2001 - November 23, 2007
ROBOTTI SECURITIES, LLC
October 12, 1998 - May 10, 2001
CITIGROUP GLOBAL MARKETS INC.
September 19, 1997 - September 24, 1998
J.P. MORGAN SECURITIES LLC
February 20, 1996 - July 28, 1997
WALL STREET ACCESS
May 9, 1995 - September 18, 1995
ABN AMRO INCORPORATED
September 27, 1994 - April 13, 1995
VECTORGLOBAL WMG
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/19/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 5/21/2002
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
MURIEL SIEBERT & CO., LLC
CRD#: 5376 / SEC#: , 8-14900
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIEBERT FINANCIAL CORPORATION | PARENT COMPANY | |
| BENDER, KYLE ROBERT | REGISTERED OPTIONS AND SECURITIES FUTURES PRINCIPAL ("ROSFP") | 2287329 |
| BONO, RONALD ROSS | CUSTOMER RELATIONSHIP OFFFICER | 1247269 |
| COLOMBINO, MICHAEL JONATHAN | CHIEF FINANCIAL OFFICER/BOARD MEMBER | 4871852 |
| GEBBIA, GLORIA ESTELLE | BOARD MEMBER | 2126152 |
| GEBBIA, JOHN MICHAEL | CO-CEO/BOARD MEMBER | 1866455 |
| GEBBIA, RICHARD SAL | CO-CEO/BOARD MEMBER | 2348552 |
| REICH, ANDREW HENRY | BOARD MEMBER | 1966909 |
| SCHEBECE, GREGORY CHARLES | CHIEF INFORMATION OFFICER | 1498632 |
| SCUTERI, FREDRICK PAUL | CHIEF OPERATING OFFICER | 2623915 |
| SOSNOWSKI, PETER JAMES | NATIONAL SALES MANAGER | 1540143 |
| VILLELLA, BARBARA DUNNE | CCO/AMLCO | 1719722 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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