Daniel P. Depalma
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Paul Depalma was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1994. Daniel had worked at 16 firms and has passed the Series 63, Series 65, Series 99TO, Series 87, Series 6, Series 55, Series 7, Series 53, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2024 - March 11, 2026
MURIEL SIEBERT & CO., LLC
November 17, 2021 - September 10, 2024
LIFESCI CAPITAL
September 2, 2016 - March 6, 2017
RODMAN & RENSHAW, LLC
February 24, 2016 - May 17, 2016
BBVA SECURITIES INC.
January 8, 2015 - February 24, 2016
JEFFERIES LLC
August 9, 2013 - January 7, 2015
MLV & CO. LLC
March 1, 2011 - August 7, 2013
MLV & CO. LLC
June 3, 2010 - November 1, 2010
CARR SECURITIES CORPORATION
February 11, 2010 - May 26, 2010
WESTON INTERNATIONAL CAPITAL MARKETS LLC
October 27, 2009 - January 5, 2010
BROOKSTONE SECURITIES, INC.
October 12, 2009 - October 30, 2009
SANDGRAIN SECURITIES LLC
May 11, 2001 - November 23, 2007
ROBOTTI SECURITIES, LLC
October 12, 1998 - May 10, 2001
CITIGROUP GLOBAL MARKETS INC.
September 19, 1997 - September 24, 1998
J.P. MORGAN SECURITIES LLC
February 20, 1996 - July 28, 1997
WALL STREET ACCESS
May 9, 1995 - September 18, 1995
ABN AMRO INCORPORATED
September 27, 1994 - April 13, 1995
VECTORGLOBAL WMG
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 5/21/2002
Limited Representative-Equity Trader ExamCurrent Firm
MURIEL SIEBERT & CO., LLC
CRD#: 5376 / SEC#: , 8-14900
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIEBERT FINANCIAL CORPORATION | PARENT COMPANY | |
| BENDER, KYLE ROBERT | REGISTERED OPTIONS AND SECURITIES FUTURES PRINCIPAL ("ROSFP") | 2287329 |
| BONO, RONALD ROSS | CUSTOMER RELATIONSHIP OFFFICER | 1247269 |
| COLOMBINO, MICHAEL JONATHAN | CHIEF FINANCIAL OFFICER/BOARD MEMBER | 4871852 |
| GEBBIA, GLORIA ESTELLE | BOARD MEMBER | 2126152 |
| GEBBIA, JOHN MICHAEL | CO-CEO/BOARD MEMBER | 1866455 |
| GEBBIA, RICHARD SAL | CO-CEO/BOARD MEMBER | 2348552 |
| REICH, ANDREW HENRY | BOARD MEMBER | 1966909 |
| SCUTERI, FREDRICK PAUL | CHIEF OPERATING OFFICER | 2623915 |
| SOSNOWSKI, PETER JAMES | NATIONAL SALES MANAGER | 1540143 |
| VILLELLA, BARBARA DUNNE | CCO/AMLCO | 1719722 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
