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DD

Daniel P. Depalma

MODERN PRIVATE EQUITY PARTNERS
SPENCER, TN 38585
Some features on this profile are disabled
CRD#: 2504871
DD
Daniel Paul DepalmaMODERN PRIVATE EQUITY PARTNERS

Professional summary

Daniel Paul Depalma is a registered financial professional currently at MODERN PRIVATE EQUITY PARTNERS, LLC located in Spencer, Tennessee.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1994. Daniel has worked at 17 firms and has passed the Series 63, Series 65, Series 99TO, Series 87, Series 6, Series 55, Series 7, Series 53, Series 4, Series 24 and Series 27 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Paul Depalma's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 10, 2026 - Present

MODERN PRIVATE EQUITY PARTNERS, LLC

Office #1: 2847 Long Branch Road, Spencer, TN 38585
BD
CRD#: 326206
SPENCER, TN
Past

November 19, 2024 - March 11, 2026

MURIEL SIEBERT & CO., LLC

BD
CRD#: 5376
NEW YORK, NY
Past

November 17, 2021 - September 10, 2024

LIFESCI CAPITAL

BD
CRD#: 168404
NEW YORK, NY
Past

September 2, 2016 - March 6, 2017

RODMAN & RENSHAW, LLC

BD
CRD#: 281264
New York, NY
Past

February 24, 2016 - May 17, 2016

BBVA SECURITIES INC.

BD
CRD#: 27060
NEW YORK, NY
Past

January 8, 2015 - February 24, 2016

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

August 9, 2013 - January 7, 2015

MLV & CO. LLC

BD
CRD#: 150959
NEW YORK, NY
Past

March 1, 2011 - August 7, 2013

MLV & CO. LLC

BD
CRD#: 150959
NEW YORK, NY
Past

June 3, 2010 - November 1, 2010

CARR SECURITIES CORPORATION

BD
CRD#: 1404
PORT WASHINGTON, NY
Past

February 11, 2010 - May 26, 2010

WESTON INTERNATIONAL CAPITAL MARKETS LLC

BD
CRD#: 130742
NEW YORK, NY
Past

October 27, 2009 - January 5, 2010

BROOKSTONE SECURITIES, INC.

BD
CRD#: 13366
GARDEN CITY, NY
Past

October 12, 2009 - October 30, 2009

SANDGRAIN SECURITIES LLC

BD
CRD#: 26004
GARDEN CITY, NY
Past

May 11, 2001 - November 23, 2007

ROBOTTI SECURITIES, LLC

BD
CRD#: 13251
NEW YORK, NY
Past

October 12, 1998 - May 10, 2001

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

September 19, 1997 - September 24, 1998

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

February 20, 1996 - July 28, 1997

WALL STREET ACCESS

BD
CRD#: 10012
NEW YORK, NY
Past

May 9, 1995 - September 18, 1995

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT
Past

September 27, 1994 - April 13, 1995

VECTORGLOBAL WMG

BD
CRD#: 32396
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/6/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 1/29/2002
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 87
Date: 8/23/2004
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 6
Date: 3/24/2003
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 5/21/2002
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 9/24/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 7/20/2013
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 11/7/2002
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/27/2001
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 1/17/1997
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MP
MODERN PRIVATE EQUITY PARTNERS, LLC
MODERN PRIVATE EQUITY PARTNERS, LLC

CRD#: 326206 / SEC#: , 8-71116

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
2847 Long Branch Road, Spencer, TN 38585
Mailing Address
2847 Long Branch Road, Spencer, TN 38585
Phone number
(646) 734-1881
Established
Tennessee since 05/02/2022
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BENDER, STEVEN CHRISTOPHERMEMBER, ELECTED MANAGER, OWNER, FINOP, GSP2650187
LEVINE, GREGORYMEMBER, ELECTED MANAGER, OWNER, CEO, CCO, GSP4002386
LEVINE, AUDREY ROSEASSISTANT COMPLIANCE OFFICER7687224

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MODERN PRIVATE EQUITY PARTNERS, LLC

CRD#: 326206Spencer, TN 38585

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