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KC

Kenneth G. Chaput

CIG SECURITIES
Southfield, MI 48076
Some features on this profile are disabled
CRD#: 2504848
KC

Professional summary

Kenneth Gerard Chaput is a registered financial professional currently at CIG SECURITIES located in Southfield, Michigan.

Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1994. Kenneth has worked at 5 firms and has passed the Series 66, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 14, Series 24, Series 27 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth Gerard Chaput's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 24, 2013 - Present

CIG SECURITIES

Office #1: One Towne Square Suite 1850, Southfield, MI 48076
BD
CRD#: 129864
Southfield, MI
Past

November 7, 2013 - December 31, 2025

CIG ASSET MANAGEMENT, INC.

RIA
CRD#: 123609
SOUTHFIELD, MI
Past

June 16, 2011 - December 31, 2013

NORTHSTAR FINANCIAL PARTNERS, INC.

RIA
CRD#: 107708
TROY, MI
Past

April 17, 2001 - December 31, 2013

NORTHSTAR FINANCIAL PARTNERS, INC.

BD
CRD#: 107708
TROY, MI
Past

August 21, 1995 - October 23, 2001

SEGER FINANCIAL, INC.

BD
CRD#: 31000
BIRMINGHAM, MI
Past

September 27, 1994 - September 19, 1995

LEONARD & COMPANY

BD
CRD#: 36527
TROY, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/15/2011
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/20/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/1/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/30/2001
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 8/16/2000
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 10/11/1995
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CIG SECURITIES
CIG CORP | CIG SECURITIES, INC. | CIG SECURITIES

CRD#: 129864 / SEC#: , 8-66266

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
One Towne Square Suite 1850, Southfield, MI 48076
Mailing Address
One Towne Square Suite 1850, Southfield, MI 48076
Phone number
(248) 827-1010
Established
Michigan since 08/29/2003
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CIG CAPITAL ADVISORS (FORMERLY CIG CORP.)OWNER
CHAPUT, KENNETH GERARDCHIEF COMPLIANCE OFFICER / MD - COMPLIANCE & OPERATIONS2504848
MINKARA, OSMAN RADWANMANAGING PRINCIPAL2426151

Red Flags

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Company Information

CIG SECURITIES

CRD#: 129864Southfield, MI 48076

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