Kenneth G. Chaput

CIG ASSET MANAGEMENT

Southfield, MI 48076

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CRD#: 2504848

Professional summary

Kenneth Gerard Chaput is a registered financial advisor currently at CIG ASSET MANAGEMENT, INC. located in Southfield, Michigan and CIG SECURITIES located in Southfield, Michigan.

Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Kenneth has worked at 5 firms and has passed the Series 66, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 14, Series 24, Series 27 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CIG ASSET MANAGEMENT - REGISTERED INVESTMENT ADVISOR; V.P. - COMPLIANCE; SEPT - 2013; 50% OF WORKING HOURS; CHIEF COMPLIANCE OFFICER. NORTHSTAR FINANCIAL ENTERPRISES, TROY MI - 50% OWNER OF A HOLDING COMPANY WHICH OWNS AN ENTITY (NORTHSTAR FINANCIAL PARTNERS) THAT WAS FORMERLY REGISTERED AS A BROKER/DEALER AND REGISTERED INVESTMENT ADVISOR AND AN INSURANCE AGENCY (NORTHSTAR RISK MANAGEMENT) WHICH HAS CEASED CONDUCTING NEW BUSINESS; DEC - 2001; 0 HRS/MONTH DURING WORKING HOURS; VICE-PRESIDENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Gerard Chaput's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2013 - Present

CIG ASSET MANAGEMENT, INC.

Office #1: One Towne Square Suite 1850, Southfield, MI 48076

RIA

CRD#: 123609

Southfield, MI

Current

September 24, 2013 - Present

CIG SECURITIES

Office #1: One Towne Square Suite 1850, Southfield, MI 48076

CRD#: 129864

Southfield, MI

Past

June 16, 2011 - December 31, 2013

NORTHSTAR FINANCIAL PARTNERS, INC.

RIA

CRD#: 107708

TROY, MI

Past

April 17, 2001 - December 31, 2013

NORTHSTAR FINANCIAL PARTNERS, INC.

CRD#: 107708

TROY, MI

Past

August 21, 1995 - October 23, 2001

SEGER FINANCIAL, INC.

CRD#: 31000

BIRMINGHAM, MI

Past

September 27, 1994 - September 19, 1995

LEONARD & COMPANY

CRD#: 36527

TROY, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CIG ASSET MANAGEMENT, INC.

CAPITAL INVESTMENT GROUP,LLC | CIG ASSET MANAGEMENT, INC.

CRD#: 123609 / SEC#: 801-66667

RIA

Registered Investment Advisory firm - (5/2/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Michigan
(9/24/2013)

IAR

Michigan
(11/7/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/15/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/20/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/1/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 1/30/2001

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 8/16/2000

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 53

Date: 10/11/1995

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CIG ASSET MANAGEMENT, INC.

CAPITAL INVESTMENT GROUP,LLC | CIG ASSET MANAGEMENT, INC.

CRD#: 123609 / SEC#: 801-66667

RIA

Registered Investment Advisory firm - (5/2/2006 Approved)

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Contact information

Main Address

One Towne Square Suite 1850, Southfield, MI 48076

Mailing Address

Phone number

(248) 827-1010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIG ASSET MANAGEMENT - PART 2A OF FORM ADV (4/1/2025)

CIG ASSET MANAGEMENT - PART 2A APPENDIX OF FORM ADV (4/1/2025)

Regulatory assets under management

Total Number of Accounts	370
AUM (Assets Under Management)	$ 137,085,705

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Kenneth G. Chaput

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Gerard Chaput's CRS (Customer Relationship Summary).

Certified licenses

Experience

CIG SECURITIES

NORTHSTAR FINANCIAL PARTNERS, INC.

NORTHSTAR FINANCIAL PARTNERS, INC.

SEGER FINANCIAL, INC.

LEONARD & COMPANY

Primary Firm SEC Registration

CIG ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/15/2011

Series 63

Date: 7/20/1994

Series 99TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/1/1994

Series 14

Date: 1/2/2023

Series 24

Date: 1/30/2001

Series 27

Date: 8/16/2000

Series 53

Date: 10/11/1995

FINRA

Current Firm

CIG ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CIG ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

Contact information

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