Michael Picozzi
Professional summary
Michael Picozzi was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Michael had worked at 2 firms, which includes JAGUAR SECURITIES LLC, RUMSON CAPITAL LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 1998 - June 11, 2003
JAGUAR SECURITIES, LLC
August 20, 1996 - April 22, 2003
RUMSON CAPITAL, LLC
August 15, 1994 - February 21, 1995
RUMSON CAPITAL, LLC
State Registrations and Notice Filings
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Exams
Series 55
Date: 4/12/2000
Limited Representative-Equity Trader ExamCurrent Firm
JAGUAR SECURITIES, LLC
CRD#: 43750 / SEC#: , 8-50399
Contact information
Documents
Red Flags
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