Michael S. August
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Sidmore August was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2004 - December 31, 2016
TLG ADVISORS, INC.
November 28, 2003 - December 31, 2016
THE LEADERS GROUP, INC.
November 7, 1999 - December 4, 2003
LPL FINANCIAL LLC
July 19, 1995 - December 4, 2003
LPL FINANCIAL LLC
July 22, 1994 - July 20, 1995
RELIASTAR FINANCIAL MARKETING CORP.
Primary Firm SEC Registration
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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