Marc A. Simmons

SIMCO FINANCIAL

CANANDAIGUA, NY 14424

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CRD#: 2504488

Professional summary

Marc Andrew Simmons is a registered financial advisor currently at SIMCO FINANCIAL located in Canandaigua, New York.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Marc has worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SIMCO CAPITAL LTD/INVESTMENT RELATED/2531 RT 332, CANANDAIGUA, NY 14424/MEDICAL, LIFE, DISABILITY, PROPERTY & CASUALTY, AND FIXED INSURANCE/40 HRS PER MO, 40 HRS DURING TRADING. 2) 2531 ROUTE 332 LLC, NOT INVESTMENT RELATED, 2531 RT 332 CANANDAIGUA NY 14424, COMMERICAL REAL ESTATE, OWNER, START DATE 8/1/2010, OWNER, 2 HPM, 0 HRS TRADING. 3) 61 CANANDAIGUA ROAD LLC, NOT INVESTMENT RELATED, 61 SOUTH MAIN ST CANANDAIGUA NY 14424, COMMERICAL REAL ESTATE, OWNER, START DATE 6/1/2012, THIS IS THE BUILDING SIMCO GALLERIA IS HOUSED, 2 HPM, 0 HRS TRADING. 4) SIMCO GALLERIA LLC, NOT INVESTMENT RELATED, 61 SOUTH MAIN ST CANADAIGUA NY 14424, ANTIQUES SALES, OWNER, START DATE 6/1/2012, OWNER OF ANTIQUE GALLERIA - I DON'T HANDLE DAY TO DAY. 5)CAFE 61 LLC, NOT INVESTMENT RELATED, 61 SOUTH MAIN ST CANANADAIGUA NY 14424, WINE BAR, OWNER, START DATE 6/1/2012, OWNER, 2 HPM, 0 HRS TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Andrew Simmons's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2025 - Present

SIMCO FINANCIAL

Office #1: 2531 Rochester Road, Canandaigua, NY 14424

RIA

CRD#: 336660

CANANDAIGUA, NY

Past

June 23, 2011 - December 21, 2012

INVEST FINANCIAL CORPORATION

CRD#: 12984

CANANDAIGUA, NY

Past

January 29, 2009 - June 23, 2011

ENSEMBLE FINANCIAL SERVICES, INC.

CRD#: 17443

CANANDAIGUA, NY

Past

March 7, 2006 - December 10, 2008

PREFERRED HOLDING CORPORARTION

CRD#: 45518

ROCHESTER, NY

Past

February 16, 2005 - December 6, 2005

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

October 9, 2003 - January 27, 2005

NEW ENGLAND SECURITIES

RIA

CRD#: 615

NORWALK , CT

Past

November 22, 2002 - January 27, 2005

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

October 12, 2001 - October 18, 2002

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

STAMFORD, CT

Past

October 4, 2001 - October 18, 2002

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

March 19, 2001 - September 18, 2001

HSBC BROKERAGE (USA) INC.

CRD#: 6956

NEW YORK, NY

Past

January 22, 2001 - February 16, 2001

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

July 23, 1998 - September 15, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

March 4, 1998 - July 8, 1998

AUERBACH, POLLAK & RICHARDSON INC.

CRD#: 29824

STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/19/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/10/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/20/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/31/2002

General Securities Principal Examination

Current Firm

SIMCO FINANCIAL

SIMCO FINANCIAL | STEDFASTCAP | STEDFAST CAPITAL MANAGEMENT LLC

CRD#: 336660 / SEC#: 801-133881

RIA

Registered Investment Advisory firm - (7/30/2025 120-Day Approval)

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Contact information

Main Address

2531 Rochester Road, Canandaigua, NY 14424

Mailing Address

Phone number

(585) 750-2818

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A - FIRM DISCLOSURE BROCHURE (6/13/2025)

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marc A. Simmons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Andrew Simmons's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVEST FINANCIAL CORPORATION

ENSEMBLE FINANCIAL SERVICES, INC.

PREFERRED HOLDING CORPORARTION

MML INVESTORS SERVICES, LLC

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

HSBC BROKERAGE (USA) INC.

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AUERBACH, POLLAK & RICHARDSON INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/19/2025

Series 63

Date: 3/10/1998

Series 7

Date: 2/20/1998

Series 24

Date: 1/31/2002

Current Firm

SIMCO FINANCIAL

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SIMCO FINANCIAL

TRUST BUT VERIFY

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